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Showing 161 - 162 of 162 results for "AFS Licensee"

AFS licensees pass ASIC's spot check

The Australian Securities and Investments Commission (ASIC) on Monday released its findings on a program of 353 randomly conducted verification visits on Australian financial services (AFS) licensees. Conducted between December 2002 and July 2004, the ...

Cayman Islands insurer banned from trading after ASIC action

AAP  |  TUESDAY, 15 JUN 2004
... in contravention of the Corporations Act. But it may deal in financial products, including insurance, through an AFS licensee in Australia.