Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 151 - 160 of 208 results for "Statements of Advice"

New software can make financial advice hub for super fund administrators

ALISON BEVEGE  |  WEDNESDAY, 24 AUG 2011
... team to help all its underlying funds," he said. In-One also provides a single point of compliance through statements of advice, helping administrators to track them, he said. The data is stored in a privately-secured data facility. Kolbusz said it had ...

Super fund to give financial advice with technology

ALISON BEVEGE  |  THURSDAY, 18 AUG 2011
... advice. Provisio will provide a software engine, which can model client strategies and generate client-ready statements of advice within seconds, it said. The Provisio engine will integrate with VicSuper member administration, allowing the super fund ...

Kearney Group earns top planning award

MATT WOODINGTON  |  WEDNESDAY, 11 MAY 2011
... commitment to practice development. Advocacy within and for the Securitor group, first rate, comprehensive statements of advice and outstanding outcomes for advice are other qualities that The Kearney Group demonstrated above its competitors. "We are ...

ASIC bans "deceptive" planner for five years

ALISON BEVEGE  |  FRIDAY, 6 MAY 2011
... Waters, Queensland, broke the law when he gave advice without a reasonable basis, provided non-compliant statements of advice and did not disclose commissions and benefits to clients. He was found to have made false and misleading statements and to have ...

Tech provider buys 25pc stake in paraplanning firm

ELISE BURGESS  |  MONDAY, 2 MAY 2011
... Adviser Toolbox, has bought a 25 per cent stake in a boutique paraplanning firm, offering advisers insurance Statements of Advice preparation for $350. In a bid to target the advice insurance business, AusParaplanning has released a 'simple life' system ...

Guardian FP eyes risk advisers

ELISE BURGESS  |  FRIDAY, 1 APR 2011
... complementary investments and superannuation," said Harris. Guardian has back office infrastructure that can provide statements of advice (SOAs) for advisers that do not have their own inhouse system to do this, alongside Future of Financial Advice support ...

UBS wealth mgmt to review compliance

ELISE BURGESS  |  FRIDAY, 18 MAR 2011
... review its compliance culture and frameworks and fix past compliance failures. The fund manager didn't provide statements of advice to 764 retail clients invested in a category of financial products classified by UBS WMA as structured products. The offence ...

ASIC bans former Storm adviser

ELISE BURGESS  |  FRIDAY, 25 FEB 2011
... induced clients to invest using the Storm strategy through misleading and deceptive information in issued Statements of Advice and Statements of Additional Advice. Finally, ASIC found that Drummond provided false and misleading statements in breach of ...

Paraplanners master SoAs with COIN

MATT WOODINGTON  |  TUESDAY, 22 FEB 2011
... Outplan, and are aimed at entry-level paraplanners, enabling them to deliver more efficient and effective statements of advice (SoAs). "Paraplanners are in high demand among financial planning practices in Australia and it is vital that when practices ...

ASIC clears up online disclosure rules

ELISE BURGESS  |  WEDNESDAY, 15 DEC 2010
... providers deliver online disclosure to clients. Financial services providers that send disclosures such as statements of advice to clients using online means now have access to clear and distinct guidelines on everything from hyperlinks to email attachments. ...