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Showing 151 - 160 of 523 results for "Affairs"

FCA hits Goldman Sachs over reporting failures

HARRISON WORLEY  |  FRIDAY, 5 APR 2019
... FCA said its findings showed Goldman failed to take reasonable care to organise and control its transaction reporting affairs responsibly and effectively. "These failings related to aspects of GSI's change management processes, its maintenance of the ...

New board directors at Future Generation

KANIKA SOOD  |  FRIDAY, 29 MAR 2019
... management committee and a director of the UBS Australia Foundation. She was previously Citibank's director of corporate affairs for APAC. She is a member of the Ascham School Council, the Centennial Park and Moore Park Trust, a director at Our Watch ...

UBS fined $51m for reporting breaches

KARREN VERGARA  |  THURSDAY, 21 MAR 2019
... the accuracy and completeness of the transactions. It also "failed to take reasonable care to organise and control its affairs responsibly and effectively." The regulator based the breaches on Markets in Financial Instruments Directive (MiFID) rules ...

Choice outweighs balance for women

KARREN VERGARA  |  FRIDAY, 8 MAR 2019
... live and the funds available for their living expenses. She recommends women appoint a trusted person to manage financial affairs in the event they are no longer able to do so. "This provides women with choice and fundamentally the ability to achieve ...

Chief economist update: The Fed has hit neutral

BENJAMIN ONG  |  WEDNESDAY, 27 FEB 2019
... Federal Reserve Chairman Jerome Powell's semi-annual testimony before the Committee on Banking, Housing, and Urban Affairs of the US Senate - turned out to be a bummer. We've seen this movie before. Copied and pasted below is an excerpt from ...

No one-size-fits-all approach to franking changes

HARRISON WORLEY  |  FRIDAY, 22 FEB 2019
... analysis and solutions across Asia-Pacific, said investors need only look for one thing: quality. Vanguard head of corporate affairs Robin Bowerman - who chaired the discussion - chimed in to say the global fund manager saw markets as down but not out. ...

AFCA appoints new ombudsman

DARREN SNYDER  |  THURSDAY, 7 FEB 2019
... commercial tenants and expanded engagement with small and medium businesses. Prior to this he was deputy director at Consumer Affairs Victoria, and has had senior management experience in both the public and private sectors, working in telecommunications ...

ATO and TPB terminate tax agents

DARREN SNYDER  |  FRIDAY, 18 JAN 2019
... working to protect clients of tax services by investigating tax practitioners who are reckless with their clients' tax affairs and we will continue to investigate and address all categories of serious misconduct," he said. The matter is also being pursued ...

Former AMP senior manager joins platform

JAMIE WILLIAMSON  |  WEDNESDAY, 16 JAN 2019
... developer Villa World. She also sits on the independent audit and risk committee of the Australian Department of Foreign Affairs and Trade.

Royal Commission: And that is a wrap

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... Commission's public hearings. Many of them travelled long distances and gave evidence about their private financial affairs in a very public forum. I know that they did not always find that easy, but their willingness to give evidence about their ...