Search Results | Showing 151 - 160 of 5197 results for "2015-16 ASIC" |
| | | Ahead of Christmas, ASIC commenced civil penalty proceedings against BDO Audit (WA) and its director Dean Just alleging it made misleading statements, while failing to take reasonable steps to ensure reports were factually accurate for an ASX-listed ... |
| | | | ... Diversa for its role in the collapse of the First Guardian Master Fund, in which $300 million of member money was invested. ASIC alleges Diversa failed to conduct adequate due diligence before allowing its members to invest and failed to conduct adequate ... |
| | | | The four people who conspired in a pump and dump scheme were delivered their sentences at the Sydney District Court, ASIC said. Larisa Quinlan, Kurt Stuart, Emma Summer, and Syed Yusef have been sentenced to between 14 months and two years' imprisonment ... |
| | | | ... into the 'High Growth' or 'Growth' class of the Shield, which was not in his clients' best interest. Earlier this month, ASIC suspended MW Planning 's Australian financial services licence (AFSL) after it failed to appoint a new responsible manager. ... |
| | | | ... a 40% tax rate on balances above $10 million. The thresholds will also be indexed to the Consumer Price Index each year. ASIC calls out super trustees over 'weak' anti-scam practices ASIC wrote to superannuation trustees urging them to strengthen ... |
| | | | ... clients to set up self-managed superannuation funds (SMSFs) to buy property marketed by real estate agent Positive RealEstate. ASIC alleged that between December 2013 and July 2016, Positive RealEstate paid SMSF Club around $5000 each time a client bought ... |
| | | | ... MSAL has admitted it failed to correctly report at least 73 million short sales between December 2009 and February 2024. ASIC, however, believes the scale of total misreporting could be between 298 million and 1.5 billion short sales. ASIC lodged civil ... |
| | | | ... super funds can collectively charge for. However, despite the wait, some elements of the expected reforms were missing. 5. ASIC bans adviser fraudster found with child abuse material A Brisbane-based financial adviser was banned after being found guilty ... |
| | | | ... things necessary to ensure the financial services they provided were done so efficiently, honestly, and fairly. However, ASIC said it will not be seeking a pecuniary penalty to ensure members are remediated quickly, and in recognition of Netwealth's ... |
| | | | ... issued in August against FMPE and Cotton's assets, which were extended the following month. The orders will remain in place, ASIC confirmed. However, they are allowed to withdraw a further $250,000 from the bank accounts, subject to the freezing orders ... |
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