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Showing 141 - 150 of 184 results for "Public Prosecutions"

Adviser goes to jail for $1.5m fraud

RUTH LIEW  |  THURSDAY, 29 MAY 2008
... Gosnells, Perth and was placed into external administration on 10 February 2004. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... superannuation funds that invested with the firm. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

ASIC updates court on Westpoint progress

HAMISH MADDEN  |  TUESDAY, 19 DEC 2006
... investigations, to the fullest extent possible, and refers to a brief of evidence handed to the Commonwealth Director of Public Prosecutions (CDPP) in respect to one of its investigations, including matters pertaining to fundraising, asset stripping ...

Property developer owing over $14M to investors appears in court

... to creditors and investors of the projects will be in excess of $14 million. The Commonwealth Director of Public Prosecutions is prosecuting the case. Sage is contesting all of the charges and during his court appearance was not required to enter a plea. ...

Unlicensed financial adviser caught out

... following year with no opportunity for the investors to recover their funds. The Commonwealth Director of Public Prosecutions is prosecuting Maxwell in the Downing Centre Local Court. If found guilty Maxwell faces a pecuniary penalty, or up to two years ...

Charges against HIH dep chair dismissed

... the Australian Securities and Investments Commission (ASIC) said it understood the Commonwealth Director of Public Prosecutions (CDPP) would now consider whether to file an ex-officio indictment against Abbot.

Bill to fine-tune Choice passed

... asked for advice then complained. ASIC would then investigate the matter and could refer it to the Director of Public Prosecutions. The bill now goes to the S

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... 'switching' his clients superannuation funds. The charges will be prosecuted by the Commonwealth Director of Public Prosecutions and Moore has been bailed to reappear at the Hobart Magistrates Court in June 2005. "ASIC will be acting to ensure that consumers ...

Eight year gaol sentence for former financial adviser

... and abuse their clients' trust, and that they will get caught and punished." The Commonwealth Director of Public Prosecutions acted against Higgins on ASIC's behalf. The criminal proceedings came after the regulator had already taken civil action against ...

Former financial adviser guilty of 18 criminal charges

... providing any financial services. In the latest matter Higgins was prosecuted by the Commonwealth Director of Public Prosecutions, and has been committed to the District Court for sentencing on 17 March 2005.