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Showing 141 - 150 of 558 results for "Joe"

ASX awards settlement, clearing mandate

KARREN VERGARA  |  MONDAY, 20 NOV 2023
... to deliver on the transformation by appointing Alan Cameron to chair the Advisory Group to oversee the project. ASIC chair Joe Longo said: "This is an important decision by ASX, but there is still a long way to go to deliver a CHESS replacement." "It ...

ASIC to crack down on superannuation misconduct

ANDREW MCKEAN  |  WEDNESDAY, 15 NOV 2023
... achieve strong results in court and file significant matters that go toward our ongoing work to protect consumers," ASIC chair Joe Longo said. "Our focus on the best interests of members in the superannuation sector is part of our continuing work to ...

Wealth managers shirk cybersecurity priorities

KARREN VERGARA  |  MONDAY, 13 NOV 2023
... Perpetual are two firms that suffered cybersecurity breaches stemming from their lax controls over third-party vendors. ASIC chair Joe Longo warned at the time that ASIC is taking a tougher stance against cyber breaches, cracking down on boards and senior ...

Boards must crack down on cybersecurity: ASIC

CASSANDRA BALDINI  |  TUESDAY, 19 SEP 2023
... directors that neglect cybersecurity risks, saying to do so could result in non-compliance with regulatory obligations. ASIC chair Joe Longo said cybersecurity and resilience are not merely technical matters on the fringes of directors' duties. "ASIC ...

ASIC, RBA set high expectations for ASX

KARREN VERGARA  |  WEDNESDAY, 30 AUG 2023
... is important that ASX and the Advisory Group work collaboratively to a solution that is in the public interest." ASIC chair Joe Longo said the Advisory Group's role in assisting ASX Clear and ASX Settlement on the CHESS replacement program is vital to ...

Treasury names new ASIC commissioners

KARREN VERGARA  |  FRIDAY, 25 AUG 2023
... a leading data-informed regulator and strengthen our commitment to strong and decisive enforcement of the law," ASIC chair Joe Longo said. "The new commissioners will be powerful advocates for Australian consumers and investors, and for maintaining the ...

ASIC cracks down on former adviser, comedian

JAMIE WILLIAMSON  |  TUESDAY, 22 AUG 2023
... [financial planning] game for 35 years" and if an "influential financial adviser" like him couldn't spot a scam then "Joe Blow out there hasn't got a hope in hell." According to ASIC's Financial Adviser Register, Valvo was licensed by NextGen ...

ASX appoints former ASIC chair to lead advisory group

CASSANDRA BALDINI  |  THURSDAY, 3 AUG 2023
... stakeholder engagement and governance practices, including their management of intragroup conflicts of interest. ASIC chair Joe Longo welcomed the appointment and the establishment of the new group. "There was a consensus that ASX, the advisory group ...

AAC at centre of billionaire insider trading scheme

CHLOE WALKER  |  WEDNESDAY, 26 JUL 2023
The British billionaire owner of Tottenham Hotspur and majority shareholder of Australian Agricultural Co, Joe Lewis, has been criminally charged in New York for orchestrating a "brazen insider trading scheme." Lewis, founder of investment firm Tavistock ...

ASIC to host CHESS replacement roundtable

CHLOE WALKER  |  MONDAY, 17 JUL 2023
... Australian markets with a focus on CHESS replacement." The roundtable is expected to be hosted in August and chaired by ASIC chair Joe Longo, who will be joined by ASIC commissioner Danielle Press and incoming Reserve Bank of Australia governor Michele ...