Search Results | Showing 141 - 150 of 203 results for "Indemnity" |
| | | ... recommended by the Joint Parliamentary inquiry." The reports recommended legislative changes to strengthen the professional indemnity insurance requirements of financial services providers that deal with retail consumers. They asked for an improvement ... |
| | | | ... 12 months extension to the proposed July 1 start date. The main concerns are not enough information on professional indemnity (PI) insurance obligations, the definition of an "adviser" and education requirements for planners. "The real issue is that ... |
| | | | ... them all within a three-to-six-month period." Trapnell says heavy-handed licensee agreements also create a professional indemnity (PI) insurance problem for the new licensee. "If an incoming adviser has signed this clause and is unable to honour it ... |
| | | | ... within the trade credit insurance industry in Australia, holding various management positions with Coface, QBE Trade Indemnity and Dexta Corporation. Until May 2012, he was country manager of Coface Australia, and most recently served as general manager ... |
| | | | ... lost in switching a client's superannuation and failed to ensure the business Holt Norman & Co maintained professional indemnity insurance. In related news, CommSec has paid a $50,000 penalty to ASIC to comply with an infringement notice from the Markets ... |
| | | | ... services licensee in contravention of the Corporations Act. Lion Advantage also failed to have adequate professional indemnity (PI) insurance in place, lodge audited financial reports on time and hold membership of an ASIC-approved external dispute resolution ... |
| | | | ... The legislation also leaves the door open for "frivolous and vexatious claims", which could force a spike in personal indemnity insurance - a cost that would be passed on to members, she said. Because trustee boards make group decisions, actions against ... |
| | | | UK wealth intermediary group Tenet has introduced a 50% discount on the cost of professional indemnity (PI) insurance for advisers promoting risk-rated multi-asset funds. Tenet, a large fee for service intermediary support services group that works ... |
| | | | ... exemption," said Philippa Sheehan, managing director of My Adviser. Sheehan said it offers accountants Professional Indemnity Insurance and that will allow them to provide strategic advice to clients on SMSFs, including on basic deposit products and ... |
| | | | ... professional accounting body program. Applicants will also need to meet a fit and proper person test, hold professional indemnity insurance and have 300 hours of SMSF audit experience in the three years prior to registration, subject to transitional ... |
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