Search Results | Showing 141 - 150 of 4157 results for "Conduct" |
| | | ... said. The transaction is due to complete in the first half of 2026 but is subject to the approval of the UK's Financial Conduct Authority and the Dubai Financial Services Authority. Pinnacle chief executive Ian Macoun commented: "We want the PAM management ... |
| | | | While the ASX-listed financial advice group is staying firm on its objectives for 2026, it has refreshed the identity of its consumer advice business, signalling an evolution is underway. WT Financial Group founder and managing director Keith Cullen ... |
| | | | ... Fund has already compensated the complainant for the capital amount they invested in the Shield Master Fund, Interprac's conduct caused the complainant to incur a loss," AFCA said. "Macquarie Super Fund is not solely responsible for the complainant's ... |
| | | | Clime Investment Management's John Abernethy will assume an operational role to lead the investment team. Abernethy will become director of investments and remain a director of the company. Meanwhile, Leo Economides carries on as chief investment ... |
| | | | Treasurer Jim Chalmers, Minister for Financial Services Daniel Mulino and Assistant Minister for Productivity, Competition, Charities and Treasury Andrew Leigh have tasked the Board of Taxation to undertake an independent review of the government's ... |
| | | | ... Couroyannis and Dawid Maj had additional conditions imposed on their SMSF auditor registrations, including the need to conduct an independent review by an approved SMSF auditor, sitting and passing a competency exam, and providing a formal letter imposing ... |
| | | | Reviewing data collected from the past two years, HESTA found members' interaction with its Future Planner retirement tool spikes around the end of the school holidays as the working year gathers pace. HESTA found that in late January and early February ... |
| | | | ... without an Australian Financial Services Licence (AFSL). It was also found to have engaged in misleading and deceptive conduct by making several false and misleading representations about the Qoin Wallet product. ASIC referenced that the ability of Qoin ... |
| | | | ... representative count to 80 across Australia last month. In October, AWAG acquired a 20% stake in First Mutual, as it continues to conduct due diligence on similar opportunities among several boutique licensees and other business investments to expand ... |
| | | | ... for people unfamiliar with financial services. This increases potential for unlicensed advice to be provided, misleading conduct, and the exploitation of unclear regulatory boundaries, ASIC noted. "Where a business is currently legitimately unregulated ... |
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