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Showing 141 - 150 of 175 results for "Commonwealth Director of Public Prosecutions"

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... 'switching' his clients superannuation funds. The charges will be prosecuted by the Commonwealth Director of Public Prosecutions and Moore has been bailed to reappear at the Hobart Magistrates Court in June 2005. "ASIC will be acting to ensure that consumers ...

Eight year gaol sentence for former financial adviser

... and abuse their clients' trust, and that they will get caught and punished." The Commonwealth Director of Public Prosecutions acted against Higgins on ASIC's behalf. The criminal proceedings came after the regulator had already taken civil action against ...

Former financial adviser guilty of 18 criminal charges

... providing any financial services. In the latest matter Higgins was prosecuted by the Commonwealth Director of Public Prosecutions, and has been committed to the District Court for sentencing on 17 March 2005.

Early release super scheme promoter to stand trial

... activities that facilitate the early release of preserved superannuation benefits. The Commonwealth Director of Public Prosecutions will prosecute the matter.

Managing director pleads guilty to fraud

... relating to his conduct as managing director of Corrpro Australia (Corrpro). The Commonwealth director of public prosecutions will continue to litigate the matter with sentencing submissions to be heard on November 3, 2004. After an ASIC investigation ...

ASIC commences proceedings against Sydney firm, broker

AAP  |  FRIDAY, 13 AUG 2004
... client funds as well as engaging in misleading and deceptive conduct. ASIC said the Commonwealth Director of Public Prosecutions alleged that in August 2002 Anthony told a client that he had an affiliation with the insurance industry that he did not ...

Cooper charged with three more counts in relation to HIH

AAP  |  WEDNESDAY, 17 MAR 2004
... The Goodwill Group Pty Ltd for the third. The charges were brought by ASIC and the Commonwealth Director of Public Prosecutions (CDPP), which is prosecuting the matter. The matters are due to return to the NSW Local Court on April 20.

Perth-based director found not guilty of insider trading

AAP  |  MONDAY, 23 FEB 2004
... the trading of shares in Roehampton Resources NL. The matter was prosecuted by the Commonwealth Director of Public Prosecutions.

Super rollover scheme promoter charged

... Mr Ferrantino was granted bail on his own undertaking, and ordered to advise the Commonwealth Director of Public Prosecutions of any plans to travel overseas. The charges relate to complaints from several prospective purchasers of Gold Coast properties ...

Melbourne director handed suspended jail sentence

STAFF WRITER  |  TUESDAY, 9 DEC 2003
... detailed on invoices had been delivered and accepted when in fact they had not. The Commonwealth Director of Public Prosecutions prosecuted the matter.