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Showing 141 - 150 of 334 results for "Cancelled"

Former Spectrum Wealth, NAB advisers banned

ELIZA BAVIN  |  THURSDAY, 30 APR 2020
... the best interests of their clients, not simply implement their clients' instructions." Spectrum Wealth's licence was cancelled as of 14 February 2020 and is no longer providing financial services. Additionally, the regulator also banned former NAB adviser ...

Dealer group AFSL in limbo

ALLY SELBY  |  THURSDAY, 23 APR 2020
... satisfied that MyPlanner Professional was meeting all of its licensee obligations," ASIC said. On April 3 this year, ASIC cancelled the licence of MyPlanner Australia.

ASIC winds up three financial services companies

ELIZA BAVIN  |  WEDNESDAY, 8 APR 2020
... those companies and their solvency. ASIC's said investigations into each of the companies are ongoing. The regulator cancelled the AFSL of Marigold Falconer in August 2016 when the regulator was not satisfied that it could obtain insurance cover for ...

Latest adviser exam results in

JAMIE WILLIAMSON  |  TUESDAY, 7 APR 2020
... results and congratulated all those that passed. Glenfield also advised that the face-to-face June exam has also now been cancelled. So far, 1700 advisers have registered for the June exam which will now be conducted online. From April 14 candidates ...

ASIC cancels slew of AFSLs

JAMIE WILLIAMSON  |  FRIDAY, 3 APR 2020
ASIC has cancelled the AFSLs of three firms, including that of former advice dealer group MyPlanner. The regulator has cancelled the Australian financial services licence of the licensee formerly known as MyPlanner Australia. The Gold Coast-based licensee ...

Westpac names new chief executive

JAMIE WILLIAMSON  |  THURSDAY, 2 APR 2020
... In addition, McFarlane said the board and King have decided that all group executive short-term variable rewards are cancelled for 2020 in recognition of collective accountability for the financial crimes that led to the AUSTRAC action last year.

Chief economist update: Lock us down Scotty!

BENJAMIN ONG  |  TUESDAY, 24 MAR 2020
... corporate markets." These after a 150 basis point cut in interest rates before its scheduled 17-18 FOMC meeting (which was cancelled). In Australia, the RBA's rate cuts on March 3 and March 19 - the official cash rate is now at 0.25% -- as well as ...

FASEA exam to go online

HARRISON WORLEY  |  THURSDAY, 19 MAR 2020
The Financial Adviser Standards and Ethics Authority has cancelled the scheduled April adviser exam, with advisers set to take it online as the COVID-19 pandemic rolls on. FASEA has been forced to cancel its April face-to-face exams. Recognising the ...

FASEA rethinks CPD, provides exam update

ELIZABETH MCARTHUR  |  TUESDAY, 17 MAR 2020
... also calling for FASEA to reconsider its CPD requirements during the pandemic with many CPD-earning events have been cancelled. Australian Unity Wealth strategic wealth adviser Adrian Hanrahan shared an email he had sent to FASEA chief executive Stephen ...

Major industry events cancelled amid pandemic

ELIZABETH MCARTHUR  |  FRIDAY, 13 MAR 2020
The Conference of Major Superannuation Funds has been cancelled or postponed along with a number of the financial services sectors big events, including charity fundraiser FICAP. The Australian Institute of Superannuation Trustees has cancelled the ...