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Showing 141 - 150 of 2062 results for "Application"

ASIC sues Australian Unity for TMD failure

KARREN VERGARA  |  WEDNESDAY, 11 JUN 2025
... Australian Unity issuing interests in the fund to retail clients without requiring them to submit, as part of their application, a completed questionnaire with answers to questions to determine if they were within the target market On 220 occasions ...

Iress' superannuation consulting business changes hands

ANDREW MCKEAN  |  TUESDAY, 10 JUN 2025
Iress' superannuation consulting and managed service business - part of the broader superannuation division - was acquired by Apex Group last week and has now been sold to data and technology firm Novigi. As part of the transaction, Novigi scooped ...

ASIC shrinks IPO timetable to boost listings

MATTHEW WAI  |  TUESDAY, 10 JUN 2025
... opportunities." Additionally, ASIC is also announcing a class no-action position where an eligible company accepts an application during the exposure period, which applies to offers of non-quoted securities under a disclosure document issued by the company. ...

ASIC sues home loan manager over 'unlawful' hardship application handling

MATTHEW WAI  |  WEDNESDAY, 21 MAY 2025
The Australian Securities and Investments Commission (ASIC) has filed legal proceedings against Resimac, which manages non-bank loans provided by Perpetual Trustees, for failing to provide appropriate care in responding to hardship applications. Resimac ...

ASIC takes Block Earner case to High Court

ELIZA BAVIN  |  WEDNESDAY, 21 MAY 2025
... financial products and services whether they involve crypto-assets or not." The High Court will consider ASIC's application on a date to be determined. Block Earner noted ASIC's application to the High Court with a spokesperson saying: "This ...

Reducing super tax cap to $2m 'a concern': FAAA

ELIZA BAVIN  |  FRIDAY, 9 MAY 2025
... parameters defining what constitutes 'simple' versus 'complex' advice, the proposal opens the door to inconsistent application across funds." The SMSFA has urged the government to pause the current package and release the full suite of proposed reforms ...

ASIC streamlines AFSL applications

JAMIE WILLIAMSON  |  MONDAY, 5 MAY 2025
... they'll need to register to access. "The key changes and benefits for applicants include the automatic pre-filling of application details, eliminating the need to separately upload additional documentation and the ability to select financial products ...

Falcon Capital, First Guardian fund to be wound up

MATTHEW WAI  |  FRIDAY, 11 APR 2025
Following the order to freeze the assets of the First Guardian Master Fund and its responsible entity Falcon Capital last month, the Federal Court has ordered both the fund and the entity to be wound up. In response to a petition by ASIC, the court ...

Michael Dwyer joins impact fund board

ELIZABETH FRY  |  THURSDAY, 10 APR 2025
HOPE Housing has welcomed industry veteran Michael Dwyer as its inaugural chairperson reflecting the impact fund's growing maturity and track record. Dwyer has served as an advisor to HOPE since the start of the fund that co-invests in home loans ...

Cyberattacks on super funds expose 'critical vulnerability'

ANDREW MCKEAN  |  MONDAY, 7 APR 2025
... fund over recent days, however we believe that the strong security safeguards we have in place, including MFA and Web Application Firewall, combined with heightened monitoring protocols have helped mitigate any impacts," he said. "We continue to work ...