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Showing 131 - 140 of 170 results for "Wholesale clients"

SILC Group appoints new exec director

KERRIE SYDEE  |  FRIDAY, 6 MAY 2016
... assets will not only support but will also grow our pipeline of products we are bring to the market for our wholesale clients."

Adviser standards need a tidy

DARREN SNYDER  |  MONDAY, 11 JAN 2016
... the equivalent qualifications as those who provide comprehensive advice. ASFA said persons providing advice to wholesale clients do not need to meet the proposed education and training requirements but can continue to call themselves financial advisers ...

ASIC accepts J.P. Morgan enforceable undertaking

ALEX BURKE  |  THURSDAY, 19 NOV 2015
... commissioner Cathie Amour. "Foreign financial service providers seeking to provide financial services to Australian wholesale clients must ensure that they have adequate and enduring measures in place to comply with all their obligations under the Australian ...

Lazard funds rated by Lonsec

MARK SMITH  |  MONDAY, 16 NOV 2015
... Asset Management Pacific Co said: "The feedback that we are receiving from financial advisors, as well as our wholesale clients, is that investors are looking for high conviction, concentrated strategies that are different from the benchmark. This has ...

FEATURE: Managed accounts - more than meets the eye

ALEX BURKE  |  FRIDAY, 4 SEP 2015
... billion in investor funds through MDAs, uses its own managed account administration software for retail and wholesale clients and, for the most part, specialises in multi-asset class portfolios. "Most SMAs are just focused on Aussie equities," he says ...

ASIC lowers wholesale investor threshold to $2.5 million

LAURA MILLAN  |  MONDAY, 11 AUG 2014
... stating that the fund has net assets over $2.5 million. Retail clients enjoy greater consumer protection, while wholesale clients have access to a wider range of investments. ASIC has clarified that it "will not take action where such financial services ...

CBA, CSSA promote FoFA legal loophole

JAMES FERNYHOUGH  |  MONDAY, 19 MAY 2014
... remuneration by amending the Corporations Act so that businesses are considered wholesale rather than retail clients. Wholesale clients are not covered by the FoFA legislation. Traditionally corporate super advisers have operated on a dual business model. ...

CBA wants Senate to fix corporate super advice

LAURA MILLAN  |  MONDAY, 12 MAY 2014
... by modifying the application of section 761G of the Corporations Act 2001, so employers would be treated as wholesale clients for the purposes only of conflicted remuneration. Then, "the employer would no longer be the retail client and instead only ...

BTIM posts strong half year numbers

MARK SMITH  |  WEDNESDAY, 30 APR 2014
... in the ongoing development of new products. BTIM continues to experience growth in its wholesale client base. Wholesale clients contributed $172 million to total fee revenue during the half year, an increase of 134% on the previous corresponding period. ...

Standard Life Investments to buy UK fund manager

MARK SMITH  |  THURSDAY, 27 MAR 2014
... business will offer a full range of investment solutions, including active management for institutional and wholesale clients, discretionary wealth management for high net worth private clients and outcome orientated products for maturing pension schemes ...