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Showing 131 - 140 of 2493 results for "Deputy"

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
... August 2011 and is currently still registered as an Australian proprietary company on both registers. Commenting, ASIC deputy chair Sarah Court warned Australian financial services licence (AFSL) holders that it is sternly cracking down on reporting ...

AustralianSuper names chief financial officer

MATTHEW WAI  |  FRIDAY, 21 NOV 2025
... said. Chen's appointment follows a number of changes to AustralianSuper's executive lineup, including announcing a new a deputy chief executive and a chief transformation officer, and it is eyeing a new chief platforms officer.

Hostplus snares LGT Wealth deputy CIO

ELIZABETH FRY  |  THURSDAY, 20 NOV 2025
The deputy chief investment officer of LGT Wealth Management has joined the investments team at Hostplus, the $140 billion superannuation fund. Kevin Wan Lum has taken up the post of executive manager of investment research - a critical role given that ...

Rest hires from AustralianSuper

ELIZABETH FRY  |  THURSDAY, 20 NOV 2025
... operate in is especially valuable." Before his four years with Australia's largest superannuation fund, he served as deputy company secretary, completing two stints as acting company secretary. During that time, he supported several board committees ...

SMC makes recommendations to safeguard super

ELIZA BAVIN  |  MONDAY, 17 NOV 2025
... corporate regulator continues to launch legal action against those involved in the collapses of Shield and First Guardian. ASIC deputy chair Sarah Court said the misconduct was on an "industrial scale." SMC said the First Guardian and Shield collapses ...

Money laundering to become greater issue for super: AUSTRAC

ELIZA BAVIN  |  FRIDAY, 14 NOV 2025
Speaking at the ASFA Conference 2025, AUSTRAC deputy chief executive, regulation Katie Miller said superannuation trustees will likely encounter more issues of money laundering as a greater number of their members reach retirement. Miller said that ...

ASIC acts against MWL, its director and lead generator

ANGELIQUE MINAS  |  THURSDAY, 13 NOV 2025
... and related duties. Earlier this year ASIC banned Nicholas Maikousis from providing financial services for 10 years. ASIC deputy chair Sarah Court said the superannuation of many Australians was put at risk by the alleged misconduct. "ASIC will seek ...

SQM Research faces court over 'favourable' rating of Shield

MATTHEW WAI  |  THURSDAY, 13 NOV 2025
... Shield. In many cases, people invested in Shield after receiving advice from financial advisers, ASIC added. Commenting, ASIC deputy chair Sarah Court said it is the first time ASIC has acted against a research house. "Research houses have a responsibility ...

Interprac sued over Shield, First Guardian failures

JAMIE WILLIAMSON  |  THURSDAY, 13 NOV 2025
... oversight and compliance failures exposed thousands of Australians to poor advice and significant financial risk," ASIC deputy chair Sarah Court said. "We allege Interprac failed to ensure certain authorised representatives acted in their clients' ...

Industry bodies offer Payday Super resources

KARREN VERGARA  |  TUESDAY, 11 NOV 2025
... in interoperability," Bower said. The ATO today urged employers to get ready for the introduction of Payday Super. ATO deputy commissioner Emma Rosenzweig said: "Simply put Payday Super is about paying super on payday. Don't wait until the last minute ...