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Showing 121 - 130 of 258 results for "risk and compliance"

Corporate fund appoints risk lead

ELIZABETH MCARTHUR  |  TUESDAY, 24 SEP 2019
The long-serving group executive, risk and compliance at First State Super has taken on a new role with a corporate superannuation fund. Suzette Thurman will join Qantas Super as its new chief risk officer. Thurman steps into the position from First ...

Federal Court delivers APRA, IOOF verdict

JAMIE WILLIAMSON  |  FRIDAY, 20 SEP 2019
... Kelaher, former IOOF chair George Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA was seeking significant changes to the identification and management of ...

Licensee faces hefty remediation bill

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 SEP 2019
... three years ago," the spokesperson said. "Over the past few years, ClearView has invested significantly in risk and compliance including the implementation of a risk and compliance platform that enables the dealer group to extract data from its CRM and ...

Changes at helm for Perpetual

ELIZA BAVIN  |  FRIDAY, 13 SEP 2019
... wishes them all the very best in their future endeavours." Bullock had been a member of Perpetual's audit, risk and compliance committee and people and remuneration committee. "[Bullock] has brought extensive experience of technology, client relationships ...

Vanguard appoints operation risk lead

KANIKA SOOD  |  THURSDAY, 12 SEP 2019
... She takes the role after Theo Vosinidis left Vanguard to go to industry fund Cbus as its head of investment risk and compliance earlier this year. Rodrigues has been at Vanguard since 2012, starting as an operational risk analyst. Prior to this, she ...

ClearView ramps up risk, compliance

ELIZABETH MCARTHUR  |  FRIDAY, 6 SEP 2019
... knowledge of risk management, compliance and governance will be valuable to the company. "She has worked in senior risk and compliance roles across many financial institutions for over 20 years and will continue developing our risk and compliance culture ...

KPMG names financial services head

HARRISON WORLEY  |  MONDAY, 26 AUG 2019
... contributor to KPMG's own strong performance - supporting our clients post-Royal Commission to enhance their risk and compliance processes and remediate customers quickly and accurately," he said. "Last year we launched a remediation centre at Rhodes ...

CBA remediation bill drags performance

KARREN VERGARA  |  WEDNESDAY, 7 AUG 2019
... year. The remediation provision also reflect IT and wages costs incurred. During the year, CBA increased its risk and compliance staff to 600. It has also hired additional staff to work on remediation. Overall, CBA employed 42,921 people as at FY19 ...

IOOF rejigs CRO role, appoints successor

KARREN VERGARA  |  FRIDAY, 26 JUL 2019
... stakeholders and the communities we serve," Mota said. Noble's role combines all financial and non-financial risk and compliance functions. She reports directly to Mota. She replaced Ian Lancaster, who was chief risk officer for nearly two years ...

Industry fund names chief risk officer

KARREN VERGARA  |  THURSDAY, 6 JUN 2019
... responding to industry change as we continue to be member-focused." Nikki Schimmel vacated the role of chief risk and compliance officer at LUCRF in February 2019, after more than seven years with the fund.