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Showing 121 - 130 of 320 results for "Roger"

Adviser contravenes FoFA obligations

EMMA RAPAPORT  |  MONDAY, 20 MAR 2017
... financial penalties. Separately, an ASIC led investigation has led to the arrest of Queensland based financial adviser Dr Roger Gareth Munro following five counts of fraud under s408c of the Queensland Criminal Code. In 2015, ASIC filed a successful ...

Financial Executive Women appoints board members

DARREN SNYDER  |  FRIDAY, 10 MAR 2017
Financial Executive Women is welcoming two new members to its advisory board to further help the positive progression of women in financial services. Joining the advisory board is AMP chief customer officer Paul Sainsbury and NAB general manager MLC ...

Veteran Nikko strategist retires

ALEX BURKE  |  WEDNESDAY, 8 FEB 2017
A Nikko Asset Management strategist who joined the firm in 1998 will resign at the end of February. Roger Bridges was originally a senior portfolio manager at Tyndall Investment Management, having been a senior dealer at CBA before that. Tyndall was ...

Roger the new face of REST Super

EMMA RAPAPORT  |  TUESDAY, 31 JAN 2017
Industry superannuation fund REST is testing the waters of virtual customer service technology with the launch of Roger - an artificial intelligence assistant. The assistant instantly responds to member's super related enquiries online 24/7, and is ...

Montgomery funds rated by Zenith

JAMIE WILLIAMSON  |  FRIDAY, 16 DEC 2016
... the funds as attractive and a unique offering driven by a logical investment process. Montgomery chief investment officer, Roger Montgomery said: "I am delighted for my colleagues Andrew Macken, Chris Demasi, George Hadija and Daniel Wu to have both ...

Infocus celebrates success

KERRIE SYDEE  |  WEDNESDAY, 9 NOV 2016
Infocus Group has celebrated the successes of leading businesses providing exceptional financial advice across the Infocus and Patron Australian Financial Services Licensees. Announced at the group's annual conference in Singapore, a total of 18 awards ...

New investment vehicles need work: industry

DARREN SNYDER  |  MONDAY, 7 NOV 2016
... global market place that Australia is open for business," Loane said. J.P. Morgan tax and financial reporting product manager Roger Chan told Thursday's forum that the government's proposal to legislate corporate CIVs by 1 July 2017, "is a very aggressive ...

IOOF chair to retire, director appointed

KERRIE SYDEE  |  TUESDAY, 4 OCT 2016
... chair will retire at the company's annual general meeting in November and has appointed a new non-executive director. Dr Roger Sexton will retire from the IOOF board having spent 15 years as a director of IOOF and four years as chair. Sexton was a member ...

Bank of Queensland appoints new director

ALEX BURKE  |  THURSDAY, 22 SEP 2016
... career experience, Warwick also brings considerable board experience across a number of industries and sectors," BOQ chair Roger Davis said. "I am delighted to welcome Warwick to the BOQ board. His depth of experience and insights will be invaluable ...

ASIC cancels AFSL, bans responsible managers

DARREN SNYDER  |  FRIDAY, 9 SEP 2016
ASIC recently cancelled the Australian financial services licence of Brisbane-based education and training business, The Sharemarket College. ASIC said the Sharemarket College failed to comply with a number of its obligations as a financial services ...