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Showing 121 - 130 of 342 results for "Investigations"

Adviser charged with stealing super

ELIZABETH MCARTHUR  |  FRIDAY, 2 OCT 2020
... forms also gave bank account details that were not the members' bank accounts. Instead, according to ASIC's investigations, they were bank accounts for Mr Goel or his associates." ASIC listened to recordings AustralianSuper had made of phone ...

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... Commission and the US Securities and Exchange Commission. The agreements with the three government agencies resolve investigations into historical manipulative trading practices by the global banking and financial services giant in the precious metals ...

Mawhinney lashes out at regulator

ELIZABETH MCARTHUR  |  TUESDAY, 29 SEP 2020
... investments and utilised in line with our disclosure documents." Mawhinney said. He went on to suggest that ASIC's investigations into Mayfair 101 and its underlying companies were a waste of taxpayer resources. "An astounding amount of government resource ...

J.P. Morgan set to cough up US$1bn

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... trading desk. As first reported by Bloomberg, the settlement - which could come as soon as this week - would squash investigations by the US Justice Department, the Commodity Futures Trading Commission and the Securities and Exchange Commission into ...

Westpac reaches $1.3bn AUSTRAC deal

ELIZA BAVIN  |  THURSDAY, 24 SEP 2020
... suspicious transactions, meant AUSTRAC and law enforcement were missing critical intelligence to support police investigations." Rose said such a large number of breaches over several years was unacceptable and could have been avoided with better assurance ...

MS sufferer fights CommInsure definition

ELIZABETH MCARTHUR  |  FRIDAY, 11 SEP 2020
... sclerosis as certified by a relevant medical specialist and evidenced my magnetic resonance imaging (MRI) or other investigations acceptable to us..." CommInsure said it is currently in the process of offering this updated definition to group insured ...

Law firm summarises report AMP won't release

ELIZABETH MCARTHUR  |  MONDAY, 31 AUG 2020
... all documents governing the investigation into her harassment matter, including the terms of reference for the investigations and communications between the independent lawyer - QC Andrew Burns - who conducted the investigation and AMP. AMP did release ...

ASIC drops CBA investigation

ALLY SELBY  |  THURSDAY, 27 AUG 2020
... bank and would not be taking any enforcement action in relation to the group's disclosure of the matters, while investigations into whether directors of the bank had complied with the Corporations Act had also been dropped. In August 2017, AUSTRAC alleged ...

Westpac ditches dividend

ELIZA BAVIN  |  TUESDAY, 18 AUG 2020
... expected standards of regulators, and "rectification" is required. The bank said there are a number of ongoing ASIC investigations into Westpac and its subsidiaries, including financial planning, super and insurance, and that it expects ASIC may initiate ...

Tax fraud goes from paradise to prison

ANNABELLE DICKSON  |  TUESDAY, 18 AUG 2020
... commenced in 2000 after a tip off from a tax agent and was then was referred to the AFP which commenced criminal investigations in early 2001. ATO assistant commissioner Aislinn Walwyn said the sentencing shows the persistence of the tax office to hold ...

Editor's Choice

Invesco launches new equity fund

ELIZA BAVIN
Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA
The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA
A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI
Global X has now launched the space tech ETF (ASX: MOON).

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