Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1341 - 1350 of 4001 results for "Personal"

Adviser guilty of misuse of client money

ELIZA BAVIN  |  THURSDAY, 14 MAY 2020
... Former financial adviser Anthony Dick pleaded guilty to 11 counts of dishonestly using his clients' money for his own personal use. Dick was charged in February this year after an ASIC investigation revealed he had accessed and transferred around ...

2020 MAX Awards finalists named

STAFF WRITER  |  WEDNESDAY, 13 MAY 2020
The finalists for the 2020 Financial Standard MAX Awards have been named and voting is now open. Now in their 25th year, the Financial Standard MAX (Marketing, Advertising and Sales Excellence) Awards recognise individuals, teams and organisations in ...

Morningstar downgrades two Vanguard funds to neutral

KANIKA SOOD  |  WEDNESDAY, 13 MAY 2020
... called attention to its mutual structure, zero brokerage on wholesale funds and ETFs for individual investors via Vanguard Personal, and 25 fee cuts across its Australian offerings over the last decade. "While our competitors have lowered expense ratios ...

Processes are the problem, not people: Count Financial

ALLY SELBY  |  WEDNESDAY, 13 MAY 2020
... will enable our advisers to find more time each week for working closely with their clients to help them achieve their personal and business goals," Kennedy said. Despite the challenging environment in the post-FoFA, Royal Commission, and COVID-19 world ...

ASIC bans RC case study adviser

HARRISON WORLEY  |  TUESDAY, 12 MAY 2020
... adequately trained to provide advice. The regulator said Davies failed to look into his clients' financial objectives and personal needs when providing life insurance advice. He also failed to consider whether switching a product was in the best interest ...

Government delays RC implementation timeline

HARRISON WORLEY  |  MONDAY, 11 MAY 2020
... "Our members' priority is to assist them in managing their financial position, which is second only to their health in personal importance." De Gori said the association looks forward to launching back into discussions with the government about "how ...

ERS paused as AFP investigates fraud

ELIZA BAVIN  |  FRIDAY, 8 MAY 2020
... Sukkar said he was saddened that, in the current environment, the ATO and taxpayers are under attack, along with taxpayers personal information. "It is under constant attack. It is literally under constant attack every day of the year," he said. "This ...

COVID-19 creates case for robo-advice

ELIZABETH MCARTHUR  |  THURSDAY, 7 MAY 2020
... broking clients are losing out in markets, as evidenced by the ASIC paper, might help convince the regulator that robo personal advice should be widely available in Australia. Six Park has a direct to consumer offering but also works with financial advisers. ...

AFP investigates ERS scams

ELIZA BAVIN  |  THURSDAY, 7 MAY 2020
... associated with the program. "ATO systems were not hacked," the ATO said. "A small number of people appear to have had personal details unlawfully used in a bid to defraud the program. "This has been stopped and the impacted individuals are being contacted." ...

Former licensee head in new role

JAMIE WILLIAMSON  |  WEDNESDAY, 6 MAY 2020
... Securitor in May 2019 when Westpac shuttered the dealer group, along with Magnitude, as part of its decision to exit personal financial advice. Fisher brings more than 20 years' experience in financial planning, a decade of which was spent working across ...