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Showing 111 - 120 of 402 results for "Spectrum"

Global asset manager appoints local insto lead

HARRISON WORLEY  |  TUESDAY, 5 MAY 2020
... and growing our presence in Australia and New Zealand, as we continue to provide institutional investors with a broad spectrum of global investment capabilities and ESG embedded solutions to help them navigate the challenging markets and invest for a ...

Former Spectrum Wealth, NAB advisers banned

ELIZA BAVIN  |  THURSDAY, 30 APR 2020
... from NSW for three years for failing to consider clients' best interests. Jane Myers, an authorised representative of Spectrum Wealth between 2013 and 2017, has been banned by the regulator following surveillance. ASIC said Myers claimed she was only ...

500 advisers exit during COVID-19

ELIZABETH MCARTHUR  |  THURSDAY, 23 APR 2020
... Charter Financial and National Australia Bank lost 19 advisers each. Consilium, which had picked up a number of Dover and Spectrum advisers after the shuttering of those AFSLs following regulatory action, lost seven advisers. It is now down to 39 from ...

Former ASIC lawyer joins private firm

ELIZA BAVIN  |  MONDAY, 20 APR 2020
... financial services lawyer with experience on both the contentious and non-contentious sides of the financial regulation spectrum," the law firm said. "Having run large-scale and complex enforcement investigations for ASIC and, more recently, acted on ...

How PYS changes caused 34% premium hikes

ELIZABETH MCARTHUR  |  THURSDAY, 2 APR 2020
... time that group life insurance premiums could increase by an average of 26% across the industry. At the high end of the spectrum, insurance premiums for WA Super members rose by as much as 60% l ast year, following a review by group insurer TAL, in another ...

Low rates support some bond managers: Report

ELIZA BAVIN  |  THURSDAY, 19 MAR 2020
... return of capital, rather than the return on capital. "Credit spreads have widened especially further down the quality spectrum, and credit issuance softened. High-grade sovereign bonds have outperformed credit," the report said. The analysis found that ...

Queensland funds inch closer to merger

HARRISON WORLEY  |  WEDNESDAY, 4 MAR 2020
... among a series of options available to the funds. "Or joining together for operational efficiencies. There is a broad spectrum," he said.

Freedom Insurance appoints liquidators

KANIKA SOOD  |  MONDAY, 24 FEB 2020
... could face a liquidity shortfall in 2019. ASIC earlier this month, banned Mark Schroeder who was the chief executive of Spectrum Wealth Advisors (a subsidiary of Freedom Insurance Group). It also accepted Spectrum's request to cancel its AFSL.

Bell FG appoints director, releases FY results

ALLY SELBY  |  FRIDAY, 21 FEB 2020
... operations, finance, risk management and governance," it said. "She is an experienced director with appointments across the spectrum of private and public companies, government organisations and not-for-profits." Feldmanis has also held chief executive ...

Morgan Stanley acquires E*TRADE

ELIZA BAVIN  |  FRIDAY, 21 FEB 2020
... capabilities, will allow the combined business to have best-in-class product and service offerings to support the full spectrum of wealth." James Gorman, chair and chief executive of Morgan Stanley, said the acquisition represents an extraordinary growth ...