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Showing 101 - 110 of 669 results for "Senior Executive"

ASIC renews leadership team

CHLOE WALKER  |  FRIDAY, 18 AUG 2023
... changes within its enforcement and compliance, regulation and supervision and markets group teams. ASIC's current senior executive leader, investigations Chris Rowe has been promoted to the role of senior executive leader investigation and enforcement ...

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
BNP Paribas Securities, Moelis & Company, and Wells Fargo are among 11 firms that copped massive fines that totalled US$289 million ($442m) after the Securities and Exchange Commission (SEC) found that they used personal apps to conduct business. From ...

Super funds ready to offer advice: Podcast

CASSANDRA BALDINI  |  THURSDAY, 22 JUN 2023
Association of Superannuation Funds of Australia deputy chief executive Glenn McCrea says there will be a bit of change for super funds who aren't yet providing intra-fund advice but remains confident the sector can deliver for members. On a recent ...

MA Financial acquires US credit manager

CHLOE WALKER  |  TUESDAY, 2 MAY 2023
... founders J.P. Marra and Ashees Jain will assume the roles of co-head of MA Financial US credit investments, while senior executive Kent MacWilliams will become head of MA Financial US specialty finance. MA Financial is also planning to expand its fund ...

Jones to prioritise CSLR legislation

KARREN VERGARA  |  TUESDAY, 21 MAR 2023
Assistant treasurer Stephen Jones flagged he will prioritise the passage of the Compensation Scheme of Last Resort (CSLR) laws in a bid to strengthen consumer protections. "Right now, there are around 2000 cases on hold with the Australian Financial ...

Government introduces FAR, CSLR Bills

ANDREW MCKEAN  |  WEDNESDAY, 8 MAR 2023
The Financial Accountability Regime and Compensation Scheme of Last Resort have been introduced to Parliament by Assistant Treasurer Stephen Jones. The Financial Accountability Regime (FAR) Bill 2023 aims to promote accountability and responsible behaviour ...

Gender balance is smart economics: CEW

MICHELLE BALTAZAR  |  TUESDAY, 7 MAR 2023
... including chief executives from the largest listed and non-listed companies in Australia. It publishes the annual CEW Senior Executive Census, which charts female representation at the country's top 300 listed companies (ASX300) where only 38 companies ...

CountPlus appoints new chief risk officer

ANDREW MCKEAN  |  MONDAY, 20 FEB 2023
... team that sold the business to Insignia from Equity Trustees in 2022 for $135 million. Chambers has also held senior executive roles at National Australia Bank, Commonwealth Bank, Colonial First State and BT. CountPlus chief executive Hugh Humphrey said ...

Knight Frank, Berkadia form international alliance

CHLOE WALKER  |  THURSDAY, 16 FEB 2023
Together, Knight Frank and capital markets advisory firm Berkadia will partner to become one of the world's leading multi-family brokers. The new partnership will establish a premier global capital markets platform, providing clients with access to ...

ASIC commissioner to join Vanguard

JAMIE WILLIAMSON  |  TUESDAY, 17 JAN 2023
... Hughes' third stint with ASIC, having served as director, financial services between 1999 and 2003 and as a senior executive between 2008 and 2010. He was appointed commissioner in November 2018. He is a former chief executive of New Zealand's ...