Search Results | Showing 101 - 110 of 2175 results for "Legal" |
| | | ... real property. "The overlap between jurisdictions overseeing these types of arrangements can create complexities due to the legal and regulatory frameworks that investors and product issuers must navigate to ensure compliance with both sets of laws," ... |
| | | | ... receiving it, and said more transparency is needed. ASIC declined a request for comment from Financial Standard, citing ongoing legal proceedings. |
| | | | ASIC has launched legal proceedings against eToro, alleging breaches of design and distribution obligations regarding its contract for difference (CFD) product. The case focuses on the appropriateness of eToro's target market, and the screening ... |
| | | | ... at this time had no ASIC or AFCA complaints, all lenders were paid up to date and on time, the group had obtained formal legal review of its advertising, and the group held a diversified portfolio of more than 25 private equity investments in 10 countries." ... |
| | | | ... investment specialist, APAC. Ramscar brings over 20 years of experience in financial services, having spent a decade at Legal & General Investment Management in London, including the past five years as its head of sustainability solutions. She has also ... |
| | | | ... financial market law in the context of its business relationship with Archegos. "FINMA is ordering corrective measures from its legal successor UBS," it said. In addition, the Swiss regulator has opened enforcement proceedings against a former Credit ... |
| | | | ... Previtera has expanded her leadership team by promoting three more executives to run strategy, investment operations and legal and governance. The promotions follow last week's appointments which saw chief strategy officer Ben Facer promoted to deputy ... |
| | | | ... insurers, and superannuation trustees to manage operational risks and respond to business disruptions. According to QMV legal, the key changes in CPS 230 from the previous draft include a commencement date of 1 July 2025, a transitional deadline of 1 ... |
| | | | ... later this month as chief governance and risk officer. She will oversee risk management, compliance, company secretarial, legal, outsourcing and supplier management. Axton was most recently interim chief risk officer at Bank First. Prior, she spent close ... |
| | | | The listed wealth group will acquire and merge the businesses of Castle Corporate and Castle Legal for $3.15 million. Castle Corporate assists accountants, financial advisers, and lawyers with the formation of companies, trusts, and self-managed super ... |
|
