Search Results | Showing 1091 - 1100 of 9935 results for "Financial services" |
| | | ... an authorised representative of Wealthsure and Capstone Financial Planning, will now be able to re-enter the financial services industry after six years instead of 10 years as handed down by ASIC in 2022. Babbage also worked as a broker and operated ... |
| | | | ... professional services group idutch where he also served as its chief executive. With over 28 years' experience in financial services, Volkiene has held senior management positions at HBOS Australia, Commonwealth Bank of Australia, FleetPartners ... |
| | | | ... removing the requirement to provide a fee disclosure statement (Recommendation 8) and flexibility on delivering a Financial Services Guide (FSG) (Recommendation 10). The legislation aims to clarify the legal basis in which superannuation trustees can ... |
| | | | ... investments in the SIT. In 2021, ASIC banned Theta managing director Robert Patrick Marie for four years from the financial services industry for his involvement in the scam. The following year, a senate committee handed down an inquiry report into the ... |
| | | | ... Tanggram in September, was succeeded by Luke Symons, the founder and former chief executive of Responsible Financial Services Group, where he served for over two years. |
| | | | ... six cases were resolved in favour of the super fund. ASIC deputy chair Sarah Court said: "ASIC expects the financial services industry to have effective dispute resolution procedures in place, and, importantly, to have the systems and resourcing to ensure ... |
| | | | ... Tobias joined JP Morgan as a key account manager in 2015. Before that, he was a regional manager at Zurich Financial Services, a senior business development manager at Perpetual and a financial planner at Commonwealth Bank. Separately, Regal Partners ... |
| | | | ... earning nor the payment of interest is allowed. Equity Trustees will serve as trustee for the ETF, while Apex Financial Services will act as both administrator and custodian, and Nine Mile will function as the market maker. Hejaz chief executive Hakan ... |
| | | | ... the new head of institutional and research relationships. Beram has more than 30 years of experience in the financial services sector and, since joining the firm in 2006, has held various roles, including head of client service. According to Maple-Brown ... |
| | | | ... fail to comply with the reportable situations regime two years on. Of the 16,836 reports ASIC received from financial services and credit licensees in the year to June 2023, 17% took over one year to identify and commence an investigation into an issue ... |
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