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Showing 1021 - 1030 of 2181 results for "In March"

Forgery sees former NAB adviser sentenced

JAMIE WILLIAMSON  |  FRIDAY, 27 OCT 2017
... general manager of wealth advice, Greg Miller said the wealth giant welcomes ASIC's investigation and the conviction. "In March 2013, NAB terminated Mr Thompson's employment after we discovered he had forged clients' signatures in an attempt to increase ...

ANZ and ASIC settle over BBSW case

DARREN SNYDER  |  MONDAY, 23 OCT 2017
... Financial Year results and is largely covered by the provisioning held as at 31 March 2017," ANZ said in its statement. In March 2016, ASIC launched its legal case against the bank for market manipulation of the bank bill swap rate, a key interest rate ...

Suncorp appoints new wealth and life intermediaries head in executive reshuffle

KARREN VERGARA  |  FRIDAY, 13 OCT 2017
... single unit known as 'customer marketplace'. Pip Marlow, who joined Suncorp as the chief executive of strategic innovation in March, will lead the newly combined, customer-facing and innovation teams. She spent some 21 years at Microsoft, serving as ...

BT Financial Group merges wealth businesses

JAMIE WILLIAMSON  |  THURSDAY, 5 OCT 2017
... the strategy by matching them with deeper expertise in the broader BT business. Cooper hinted at the consolidation back in March, saying the group had been improving its wealth solutions across the business to better help customers through all life stages. ...

BT appoints CIO and grows investment team

JAMIE WILLIAMSON  |  TUESDAY, 12 SEP 2017
... and confirmed the search for a new asset allocation head. Having served in the role since the departure of Martyn Wild in March, Corrin Collocott has been formally appointed as chief investment officer effective immediately. Joining in November 2015 ...

Broaden ASIC banning powers: Report

KARREN VERGARA  |  THURSDAY, 7 SEP 2017
... Authority (FCA) can exercise its power to prohibit an individual who is not fit and proper in carrying out their duties. In March 2016, the UK Government introduced the Senior Managers Regime (SMR) and Certification Regime in the banking and insurance ...

Citi expands Australian wealth business

KARREN VERGARA  |  TUESDAY, 5 SEP 2017
... invest. It plans to triple its client base and hire 100 new relationship managers to support the expansion strategy. In March, Citi Australia added four new hires to the wealth management business. During 2016, the firm saw a 30% increase in net new ...

APRA issues warning to underperforming super funds

EMMA RAPAPORT  |  FRIDAY, 1 SEP 2017
... sustainability of their business operations and delivery of quality, value for money outcomes to members," Rowell said. In March, Rowell also hit out at superannuation trustees who incur what she deemed to be "inappropriate expenditures", saying that ...

CBA commits to bond-structured climate change solutions

EMMA RAPAPORT  |  WEDNESDAY, 30 AUG 2017
... capabilities and institutional investors have already demonstrated considerable appetite for domestic climate bonds." In March, Commonwealth Bank issued the largest Australian dollar climate bond from an Australian bank at $650 million. The bond was ...

Financial services leaders push for marriage equality

EMMA RAPAPORT  |  THURSDAY, 24 AUG 2017
... Morgan Janine Middleton, who personally signed a joint letter to the Prime Minister in support of civil marriage equality in March, added that all employees should have the opportunity to perform to the best of the potential and this happens when "employees ...