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| | | Sequoia Financial Group's InterPrac Financial Planning is facing $22 million worth of complaints lodged with the Australian Financial Complaints Authority (AFCA) for its advisers' role in the collapse of the Shield Master Fund and First Guardian ... |
| | | | ... platform Orchestra last year. It currently works with more than 600 private and listed companies, and has more than 800,000 investor users across Australia, New Zealand, and the US. |
| | | | Due to a rapidly evolving investment landscape, Janus Henderson Investors said Australian insurers are increasingly reviewing their long-term investment strategies, emphasising dynamic risk management and changing priorities in the face of uncertainty. ... |
| | | | ... the discussion on capital attraction and business investment, along with Rebecca Mikula-Wright, chief executive of the Investor Group on Climate Change and Asia Investor Group on Climate Change. "The Roundtable is all about building consensus on long ... |
| | | | The ASX has flagged it expects to be hit by additional operating expenses of between $25 million and $35 million because of ASIC's inquiry. In June ASIC announced a fresh inquiry into the ASX, focusing on its overall governance, capability, risk ... |
| | | | ASIC has confirmed it is in the final stages of considering a listing market application from Cboe Australia, a subsidiary of Cboe Global Markets (Cboe). ASIC said the move would foster competition and innovation, creating more opportunities for companies ... |
| | | | ... Lockhart said: "Rebecca brings 25 years' experience in sustainable investing to Metrics and will be important in meeting investor demand for opportunities that deliver strong financial returns and achieve meaningful social and environmental outcomes." ... |
| | | | ... ClariVest is focused on "identifying 'underappreciated growth' - where behavioural biases have created a gap between investor sentiment and improving fundamentals." The fund invests in between 80 and 160 global small cap companies. Since its ... |
| | | | ... parties suggest that the failure of the funds may involve irregularities in investment activities and the movement of investor funds," Christopher continued. "It appears that these matters may not have been fully disclosed to ASIC, investors, advisers ... |
| | | | Former 'YouTube fundie' Neil Woodford and his defunct company have been collectively fined more than £45 million ($94m) by the Financial Conduct Authority (FCA). The regulator fined Woodford £5.89 million ($12.1m) and banned him from being ... |
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