Search Results | Showing 1 - 10 of 120 results for "Wells Fargo" |
| | ... its recordkeeping failures. BNY Mellon Securities Corporation and Pershing were fined US$40 million. The year prior, Wells Fargo Securities and BNP Paribas Securities were among many that paid huge fines for their failures, using iMessage, WhatsApp ... |
| | | ... director of the division of enforcement Gurbir S. Grewal said. Last year, BNP Paribas Securities, Moelis & Company, and Wells Fargo and many others paid for the same compliance failures, resulting in a total fine of US$289 million ($436m). |
| | | BNP Paribas Securities, Moelis & Company, and Wells Fargo are among 11 firms that copped massive fines that totalled US$289 million ($442m) after the Securities and Exchange Commission (SEC) found that they used personal apps to conduct business. From ... |
| | | ... on Wall Street, First Republic Bank received a $30 billion backing from Bank of America, Citigroup, JPMorgan Chase, Wells Fargo, Goldman Sachs, Morgan Stanley, Bank of New York Mellon, PNC Bank, State Street, Truist, and U.S. Bank. First Republic said ... |
| | | ... (13), Morgan Stanley (12), Pendal Group (3), State Street Global Advisors (17), Vanguard (19), Wellington (18), and Wells Fargo (11). "Say on Climate" resolutions are advisory votes only, and cover three areas of company commitment - annual emissions ... |
| | | ... confirmed that Leonard will report to Michele Glover, group executive, head of people and culture. The recruit joins from Wells Fargo where she was most recently the director for talent and performance management. Before her seven-year stint with the ... |
| | | ... senior risk roles at some of the world's largest financial services companies including Fannie Mae, GE Capital and Wells Fargo," King said. The restructure will also see two new divisions created within the Westpac group - corporate services and customer ... |
| | | ... executive role at a US$575 billion US-based asset manager. Allspring Global Investments, which recently rebranded from Wells Fargo Asset Management, hired Andy Sowerby as managing director and head of client group for APAC ex-Japan. Reporting to head ... |
| | | Computershare has completed its acquisition of Wells Fargo Corporate Trust Services' assets. At the same time, Wells Fargo Asset Management has been officially rebranded as Allspring Global Investments. Today marks the first day of Computershare Corporate ... |
| | | A newly rebranded Wells Fargo Asset Management appointed a new chief executive who will lead it as an independent firm. Wells Fargo will transition to Allspring Global Investments under the leadership of Joseph A. Sullivan. Sullivan is the former chair ... |
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