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Showing 1 - 10 of 10 results for "US Commodity Futures Trading Commission"

Gensler to leave SEC in January

JAMIE WILLIAMSON  |  FRIDAY, 22 NOV 2024
... as chair of the Maryland Financial Consumer Protection Commission and was chair of the US Commodity Futures Trading Commission during the Obama administration. During his time as chair of the SEC, he "led the agency through a robust rulemaking agenda ...

Key finance figures in Biden Cabinet

ELIZA BAVIN  |  TUESDAY, 19 JAN 2021
... Exchange Commission, Biden has nominated Gary Gensler. Gensler served as chair of the US Commodity Futures Trading Commission from 2009 to 2014, leading the Obama-Biden Administration's reform of the US$400 trillion swaps market.

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... (US$920 million) after entering into an agreement with the US Department of Justice, the US Commodity Futures Trading Commission and the US Securities and Exchange Commission. The agreements with the three government agencies resolve investigations into ...

Fake pastor herds believers into Ponzi scheme

ELIZABETH MCARTHUR  |  MONDAY, 31 AUG 2020
... for these kinds of scams. Criminal charges have also been filed in this matter and the US Commodity Futures Trading Commission has filed a civil action. The SEC wants return of ill-gotten gains to the misled investors with prejudgement interest and civil ...

Goldman Sachs fined $120m for rate rigging

JAMIE WILLIAMSON  |  FRIDAY, 23 DEC 2016
... million penalty for attempting to rig global benchmarks for interest rate products. The US Commodity Futures Trading Commission found that, between January 2007 and March 2012, traders in New York - including the head of Goldman's US Interest Rate Products ...

ASX tees up $65m Yieldbroker deal

MARK SMITH  |  THURSDAY, 18 SEP 2014
... and several Australian state governments. It has received 'no-action' relief from the US Commodity Futures Trading Commission (CFTC), allowing it to provide direct access to US persons to transact interest rate swaps on its market. "Yieldbroker is a ...

ANZ fined over futures contracts

BEN COLLINS  |  TUESDAY, 2 OCT 2012
... after exceeding speculative position limits in wheat and cotton futures contracts. The US Commodity Futures Trading Commission (CFTC) said ANZ had exceeded speculative position limits in the futures contracts on the Chicago Board of Trade and the Intercontinental ...

Gensler to depart T. Rowe Price

MELANIE TIMBRELL  |  FRIDAY, 13 APR 2012
... analyst in the equity risk arbitrage department. He is twin brother to the chairman of the US Commodity Futures Trading Commission under President Barack Obama, Gary Gensler.

Focus on quality: T. Rowe Price

MICHELLE BALTAZAR  |  MONDAY, 6 JUL 2009
... whose identical twin brother Gary Gensler was handpicked by Barack Obama as chair of the US Commodity Futures Trading Commission (CFTC), said he would rather focus on stocks that will do well "in two to three years' time", not just during the transition ...

Wholesale foreign financial service providers get ASIC relief

ASIC has exempt certain wholesale financial service providers registered with the US Commodity Futures Trading Commission (CFTC) to hold an Australian financial services license (AFS). Under the class order: US CFTC regulated financial services providers ...
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