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|Showing 1 - 10 of 12 results for "UK Financial Services Authority"|
|... She has worked as managing director of enforcement and financial crime and a board member of the UK Financial Services Authority. More recently Cole worked as general counsel and chief risk officer of PwC in the UK and subsequently PwC's global regulatory ...|
|... 23% collapse in the number of financial advisers. The figures, based on analysis released by the UK Financial Services Authority, are being widely reported in the UK financial media. The number of advisers fell from 40,566 down to 31,132, a fall of 9,434 ...|
|... to have manipulated to make profits appear healthier. The bank was fined AU$451 million by the UK Financial Services Authority last week following an investigation into bank lending rates. HSBC, RBS, UBS and Citigroup are also being investigated in connection ...|
|... They are fundamental to the operation of both British and international financial markets, the UK Financial Services Authority (FSA) said. The FSA's acting director of enforcement and financial crime, Tracey McDermott, said Barclays' misconduct had been ...|
|... immoral." UK newspaper, The Daily Telegraph, reported that Rastani is not registered with the UK Financial Services Authority and owns a 99% share of a public speaking company called Santoro Projects. Rastani told The Daily Telegraph that the BBC had ...|
|The UK Financial Services Authority is imposing yet more compliance hurdles on financial planners, this time requiring them to hold a new Statement of Professional Standing. The FSA has just released a discussion paper regarding how these new rules ...|
|... executive directors, Douglas Flint and Stuart Gulliver, will continue to be based in London. The UK Financial Services Authority remains the lead regulator of the group. The group chief executive, who will move to Hong Kong from 1 February 2010, will ...|
|... of SO Smartfund, a hybrid SMA/managed fund offering developed by Praemium and approved by the UK Financial Services Authority earlier this month. Praemium claims the product's legal structure will allow clients to make the most out of the UK tax laws ...|
|... reported that the UK's fourth-largest home lender would be given a short-term credit line from the UK Financial Services Authority and the UK Treasury to allow it to maintain operations. "The Aussie, kiwi and all carry trade (currencies) got dumped on ...|
|In a pointer to where the Senate Inquiry into private equity will most likely head, the UK Financial Services Authority (FSA) has issued a statement about how it intends to regulate private equity - collect more statistics, hold yet more inquiries but ...|
Fidelity Investments' lead portfolio manager for global equities strategies has resigned.
Aware Super has appointed an index solutions provider to take care of its passive equity and fixed income mandates.
As an increasing number of institutions allocate to cryptocurrency and explore blockchain solutions, State Street is launching a dedicated digital finance division, appointing the current head of global markets to lead it.
ASX has acquired a minority stake in fast-growing superannuation administrator GROW Inc.
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