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Showing 1 - 5 of 5 results for "Stephanie Avakian"

GE, Cheesecake Factory pursued for disclosure violations

ELIZABETH MCARTHUR  |  FRIDAY, 11 DEC 2020
... an accurate picture of a company's material operating results," SEC director of the division of enforcement Stephanie Avakian said. "GE's repeated disclosure failures across multiple businesses materially misled investors about how it was generating ...

Wells Fargo coughs up $4.5 billion

ALLY SELBY  |  MONDAY, 24 FEB 2020
... customers to buy products they did not need and would not use." The SEC's Division of Enforcement co-director, Stephanie Avakian, said the bank also misled investors with inconsistent disclosures. "Wells Fargo repeatedly misled investors, including through ...

Celebrities cop $1m crypto fine

JAMIE WILLIAMSON  |  MONDAY, 3 DEC 2018
... securities, digital or otherwise, for three and two years respectively. SEC enforcement division co-director Stephanie Avakian said these cases highlight the importance of full disclosure to investors. "With no disclosure about the payments, Mayweather ...

Elon Musk steps down as Tesla chair

KANIKA SOOD  |  TUESDAY, 2 OCT 2018
... prevent further market disruption and harm to Tesla's shareholders." SEC enforcement division co-director Stephanie Avakian said. "The total package of remedies and relief announced are specifically designed to address the misconduct at issue by ...

Elon Musk charged with securities fraud

KANIKA SOOD  |  FRIDAY, 28 SEP 2018
... does not give license to take those responsibilities lightly," he said. SEC enforcement division co-director Stephanie Avakian said taking care to provide truthful and accurate information is among a chief executive's most critical obligations. "That ...
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