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Showing 1 - 2 of 2 results for "Sergio Nicolo Belardo"

BBY manager charged with aiding and abetting

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2023
... order, including 380 hours of community service. In November 2017, ASIC banned former BBY financial adviser Sergio Nicolo Belardo from providing financial services for 10 years for trading in clients' accounts without authorisation.

Former BBY adviser cops 10-year ban

KARREN VERGARA  |  WEDNESDAY, 8 NOV 2017
... adviser pleaded guilty to forging client documents, corporate regulator ASIC said. ASIC banned Perth-based Sergio Nicolo Belardo, a former authorised representative of stockbroking firm BBY between September 2013 to May 2015, after an investigation found ...
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