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Showing 1 - 10 of 50 results for "RBC Capital Markets"

Fidelity International appoints investment director

STAFF WRITER  |  THURSDAY, 3 SEP 2026
... responsible for several global equity strategies. Manning has also held senior equity sales and research roles at RBC Capital Markets, Liberum Capital and KBC Peel Hunt earlier in her career. "Her combination of investment expertise, commercial insight ...

Future Fund recruits energy heavyweight

ELIZABETH FRY  |  THURSDAY, 16 OCT 2025
... being a consortium member in the shortlisted Network REZolution. Before that, she worked at Toronto-based RBC Capital Markets in the infrastructure M&A team as a managing director. Stuart's role at the global infrastructure advisory and financing ...

QIC appoints institutional distribution lead

ELIZABETH FRY  |  THURSDAY, 3 APR 2025
... maintaining relationships with Australian institutional clients and consultants. Raih also brings experience with RBC Capital Markets. Meanwhile, Simon Blondel joins QIC's Singapore office as director of institutional distribution. After spending ...

SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... demonstrating yet again that there are tangible benefits to be gained from proactive cooperation." Last August, RBC Capital Markets was ordered to pay US$45 million for its recordkeeping failures. BNY Mellon Securities Corporation and Pershing were fined ...

Recordkeeping breach costs RBC, BNY Mellon US$85m

KARREN VERGARA  |  FRIDAY, 16 AUG 2024
RBC Capital Markets and BNY Mellon are among the firms that will collectively pay a whopping US$390 million ($589m) to the Securities and Exchange Commission (SEC) for recordkeeping failures. RBC Capital Markets will pay US$45 million ($68m) while BNY ...

Maple-Brown Abbott names investment director

CHLOE WALKER  |  MONDAY, 17 OCT 2022
... director, institutional equities research sales at Shaw and Partners. Before that, he worked for 14 years at RBC Capital Markets, working with institutional equity investors locally and globally with key strategic equities advice, investment strategies ...

Credit Suisse hires head of infrastructure

CHLOE WALKER  |  TUESDAY, 23 AUG 2022
... he also served as managing director and head of infrastructure. He has previously also held senior roles at RBC Capital Markets and Rothschild. In terms of previous deals, Foy advised on OMERS's acquisition of a stake in Transgrid, AustralianSuper's ...

Natixis sells Fiera Capital interest

JAMIE WILLIAMSON  |  FRIDAY, 14 JAN 2022
... an aggregate repurchase price of US$34.8 million while 7.12 million will be sold through a syndicate led by RBC Capital Markets by way of a prospectus-exempt bought deal block trade. "Divesting our shares in Fiera Capital will provide us with additional ...

Schroders adds to private debt team

ELIZA BAVIN  |  TUESDAY, 12 JAN 2021
... Hallam spent over 30 years in Australia's banking sector including holding senior roles at Macquarie Bank and RBC Capital Markets. Kidd said his significant experience in financial markets, and background in executing new offerings, will assist Schroders ...

Boutique manager hires investment banking expert

KARREN VERGARA  |  THURSDAY, 1 AUG 2019
The former managing director of RBC Capital Markets has left to join an alternatives asset manager with $4.6 billion of funds under management. Metrics Credit Partners has hired Hamish Mitchell as investment director to lead its loan origination activities ...
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