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Search ResultsShowing 1 - 10 of 11 results for "Provident Capital"
DWS sales director departs
JAMIE WILLIAMSON  |  FRIDAY, 4 OCT 2019
... has more than 25 years' experience in financial services, having also previously held leadership roles with Provident Capital, Principal Global Investors and Schroders.
Former Provident Capital MD still banned but allowed procedural fairness
DARREN SNYDER  |  THURSDAY, 22 MAR 2018
The Federal Court has upheld ASIC's five-year disqualification of the former managing director at Provident Capital but found the Administrative Appeals Tribunal denied the MD procedural fairness in its hearing. ASIC explained that on 20 February 2015 ...
William Blair distribution head takes on role at Deutsche AM
ALEX BURKE  |  THURSDAY, 14 DEC 2017
... sales - asset management at Deutsche AM. Prior to his role at William Blair, he was head of distribution at Provident Capital, head of sales at Principal Global Investors and head of sales and marketing at Schroders. Francois has previously worked at ...
ASIC bans Provident Capital director
STAFF WRITER  |  MONDAY, 6 JUL 2015
Former director of failed company Provident Capital has been banned from providing financial services for two years. The Australian Securities and Investments Commission (ASIC) found that John Patrick Sweeney failed to comply with financial services ...
William Blair appoints head of distribution in Australia
MARK SMITH  |  MONDAY, 22 OCT 2012
... markets equities, US equities, US fixed income, and alternative assets. FranASois joins William Blair from Provident Capital where he was head of distribution for investment. Before that he was managing director, head of sales and marketing for Principal ...
Provident Capital leaves 3500 investors in limbo
MELANIE TIMBRELL  |  FRIDAY, 6 JUL 2012
The collapse of Sydney-based mortgage lender and fund manager Provident Capital has left 3,500 retail investors at risk of losing more than $100 million. Phil Carter, Tony Sims and Marcus Ayres of PPB Advisory were this week appointed receivers of Provident ...
Provident Capital reaffirms solvency
MELANIE TIMBRELL  |  WEDNESDAY, 20 JUN 2012
Provident Capital has reassured investors the company is solvent and that there are sufficient net tangible assets to meet its obligations following last week's action in the Federal Court by the trustee for mortgage debenture holders. On June 13 Australian ...
SMSFs the new retail
CLAIRE MCGREAL  |  FRIDAY, 24 FEB 2012
... popularity of self managed super funds. That's according to Alex Francois, head of distribution, investments at Provident Capital, who believes SMSFs are the new retail funds. "A lot of these SMSFs are finding their way to fund managers through managed ...
Provident Capital Monthly Income Fund upgraded
RACHEL DAVIS  |  FRIDAY, 10 FEB 2012
The Provident Capital Monthly Income Fund has been upgraded from 3.5 stars to 3.75 stars by specialist research house SQM Research following a recent review of the sector. "There are a number of key reasons for this upgrade - most notably the Fund's ...
Provident Capital offers new fixed-rate units
ALISON BEVEGE  |  MONDAY, 30 MAY 2011
Finance group Provident Capital has released a new fixed rate unit option in their Provident Capital Monthly Income Fund. Alex Francois, head of distribution - investments for Provident, said investors were looking for stability and reliability balanced ...
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