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Showing 1 - 4 of 4 results for "Paul Derham"

Licensees slash compliance spending: Survey

KARREN VERGARA  |  WEDNESDAY, 7 MAY 2025
... less than $50,000 on external compliance services as opposed to 39% last year. Holley Nethercote managing partner Paul Derham said while the decrease in spending is likely a reflection of less regulatory change during the period, this is expected to ...

AFSLs undertake more reviews, lack risk documentation

KARREN VERGARA  |  TUESDAY, 18 JUN 2024
... reviewing its operations and there is no requirement to have an external review," Holley Nethercote managing partner Paul Derham said. "Interestingly, reviews of systems and processes were taken into account much more this year for advisers, with 66% ...

New initiatives ready advisers for the future

JAMIE WILLIAMSON  |  WEDNESDAY, 5 DEC 2018
... affordable compliance services, despite the importance getting these things right. Likewise, Holley Nethercote partner Paul Derham said: "In light of the Royal Commission, ASIC has announced it is adopting a tougher and more aggressive stance in its ...

Robo-advice is WALL-E, not Terminator

LAURA MILLAN  |  TUESDAY, 24 NOV 2015
... at it as an opportunity. In a presentation called "Robo-advice: Terminator or WALL-E?", Holley Nethercote partners, Paul Derham and Grant Holley argued that they are "more like WALL-E." Addressing a room full of advisers, they said that "robo-advice ...
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