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Showing 1 - 10 of 291 results for "PDS"

Adviser ban stretched to 2028 in ASIC deterrence win

RIDDHIMA TALWANI  |  WEDNESDAY, 13 MAY 2026
The Administrative Review Tribunal (ART) has prohibited Stephen Rogers from being registered as a financial adviser for another three years. Melbourne-based Stephen Rogers, a representative of United Global Capital, had been prohibited from registering ...

Super funds score win on stamp duty disclosure

JAMIE WILLIAMSON  |  MONDAY, 4 MAY 2026
The way in which super funds will have to disclose stamp duty as part of fees and costs to members is changing from July. From July 1, stamp duty paid in one year will be disclosed over the following seven years in fees and costs summaries publishing ...

Pengana plots AI-focused LIT launch

KARREN VERGARA  |  MONDAY, 4 MAY 2026
... offer will proceed, and any offer of units in the proposed trust would be made pursuant to a product disclosure statement (PDS) issued in accordance with applicable law (which should be read in full, and considered together with a target market determination ...

FSC ups expectations on platform trustees' governance

JAMIE WILLIAMSON  |  THURSDAY, 16 APR 2026
... where they exceed holding limits, prompting them to consider accessing advice, forcing them to declare they have reviewed the PDS when making a new investment, and monitoring whether they're on track to meet minimum pension withdrawal requirements. ...

Binance Australia to pay $10m over deliberate customer misclassifications

MATTHEW WAI  |  MONDAY, 30 MAR 2026
... until they have passed were deemed one. During the period, Binance also failed to provide a product disclosure statement (PDS) to retail clients, implement a target market determination, maintain a compliant internal dispute resolution system and ensure ...

Product showcase: Follow the leaders

STAFF WRITER  |  MONDAY, 9 MAR 2026
... product, or to engage in or refrain from engaging in any transaction. You should read the relevant Product Disclosure Statement (PDS) and Target Market Determination (TMD) before making any recommendations to a client. The disclosure documents can be ...

First half steady, net inflows positive for Fiducian

KARREN VERGARA  |  MONDAY, 16 FEB 2026
... Diversified Social Aspirations Fund (DASF) in relation to its description of how the fund works in the Product Disclosure Statement (PDS). The underlying funds were the Candriam Sustainable Global Equity Fund operated by Ausbil Investment Management ...

HESTA pays $40k fine for greenwashing

ELIZA BAVIN  |  THURSDAY, 6 NOV 2025
... Diversified Social Aspirations Fund in relation to its description of how the fund works in the Product Disclosure Statement (PDS).

Metrics supports efforts to raise standards in private credit

RIDDHIMA TALWANI  |  THURSDAY, 6 NOV 2025
Metrics Credit Partners has strongly supported ASIC's calls for the private credit industry to deliver enhanced standards and says it looks to play a leading role in the process. ASIC's deep dive into the private credit sector revealed fund managers ...

Private credit funds downplay risks, pose risk to financial system: ASIC

KARREN VERGARA  |  WEDNESDAY, 5 NOV 2025
... interest earned from its assets and other borrower fees. Conversely, the manager took a substantial interest margin of 7.5%. The PDS of 10 retail funds lacked details of their investment strategies or the nature of the underlying funds they invested ...
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