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Showing 1 - 3 of 3 results for "Mr Gardner"

Adviser asked to cover regulator costs

KANIKA SOOD  |  MONDAY, 18 FEB 2019
... guilty of contravening the Corporations Act 2001. "Between 29 April 2016 and 9 November 2018, both Advanced Wealth and Mr Gardner contravened section 911A of the Corporations Act 2001 (Corporations Act) by providing financial advice to clients to set ...

Afternoon Market Wrap: AXS hits 16-month high

... contract was one point stronger at 3283 - a 0.1 point premium to the underlying index - on a volume of 12,044 contracts. Mr Gardner said investors were selling defensive stocks, such as the major banks, to raise cash to participate in the stronger overall ...

Afternoon Market Wrap: Quiet end to ASX week

... 500 Index climbed 2.02 points to 1020.24 and the technology-laced Nasdaq Composite Index rose 3.97 points to 1836.22. Mr Gardner said bank shares suffered, as investors withdraw cash to bet on growth stocks like blood plasma products supplier CSL, which ...
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