Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 7 of 7 results for "McEvoy"

Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI  |  MONDAY, 22 JUN 2026
... on appeals to re-litigate cases on a different legal basis than the one run at trial. Justices Derrington, Halley, and McEvoy were hearing ASIC's appeal against a previous finding of the Federal Court that a "pre-existing condition" term used in a range ...

Westpac fined $26m for financial hardship neglect

KARREN VERGARA  |  WEDNESDAY, 27 MAY 2026
... George Bank, Bank SA and Bank of Melbourne. Westpac blamed the oversight on "technology failure". On the contrary, Justice McEvoy said, "while the contraventions were not suggested to be deliberate and arose instead from inadequate systems and operational ...

'Licensee for hire' fined $1.25m by court

JAMIE WILLIAMSON  |  THURSDAY, 11 APR 2024
... management processes or the like in place, using a paper filing system until September 2020. Issuing the penalty, Justice McEvoy said the contraventions were serious and systemic, saying Lanterne's conduct fell well short of the reasonable standard expected ...

Mercer fined $12m over advice failures

JAMIE WILLIAMSON  |  THURSDAY, 23 NOV 2023
... of inadequate systems and processes in place to ensure disclosure documents were compliant. The presiding judge, Justice McEvoy, said the "contraventions in the present case were extremely serious. They were large in number, many clients were affected ...

Dixon Advisory pays $7m for poor advice

JAMIE WILLIAMSON  |  TUESDAY, 20 SEP 2022
... resulted in the clients' SMSFs being insufficiently diversified and exposed to risk of capital loss, ASIC said. Justice McEvoy said there is no evidence that reasonable investigations into the products or alternatives were conducted, nor that the personal ...

Rainmaker reveals 2011 Sales & Marketing Excellence Awards

MATT WOODINGTON  |  THURSDAY, 14 JUL 2011
... Telstra Super - "Happy Preservation Age" Rainmaker Business Development Manager of the Year (Superannuation) Winner: Mark McEvoy - BT Business Super NOMINEES A, Diego Del Rosso - OnePath A, Tim Curtin - Sunsuper A, Peter Reynolds - AustralianSuper Rainmaker ...

ASIC moves to prevent repetition of Groundhog scheme

John Fernando The Supreme Court of Queensland today ordered Ian Hall and David McEvoy of PricewaterhouseCoopers to liquidate two companies and an unregistered managed investment scheme that took approximately $3.5 million from 161 Australian investors ...
PAGE:
1