|Search Results||Showing 1 - 10 of 93 results for "Macquarie Equities"|
|... Dudley was appointed as an investment analyst in November, covering the financials sector. Dudley joined from Macquarie Equities where he covered Australian banks. Finally, Alex Gurman also joined in November as a trader. Formerly of Goldman Sachs, Gurman ...|
|... for 10 years. Landau was an authorised representative and senior wealth adviser in the Adelaide office of Macquarie Equities, while Campbell was an authorised representative and executive investment adviser in the same office. Both held these roles from ...|
|Multi-affiliate investment manager Pinnacle Investments officially launched its latest boutique firm with two former Macquarie stock pickers at the helm. Patrick Hodgens, who spent 28 years as Macquarie's head of equities and as an executive director ...|
|The Administrative Appeals Tribunal has affirmed ASIC's decision to ban a former Macquarie equities financial adviser and former Credit Suisse employee from providing financial services for three years. ASIC's decision to ban Tony Davidof and Philip ...|
|Macquarie Equities has shelled out almost $25 million in compensation in the past three years as part of its enforceable undertaking with ASIC. The corporate regulator published an update yesterday as to the remediation program's status, saying it is ...|
|A former Macquarie Equities Limited adviser agreed to not provide financial services for four years as part of an enforceable undertaking by ASIC. The regulator determined that Anthony Wilson had failed to comply with financial services laws between ...|
|The Administrative Appeals Tribunal upheld an appeal by Tony Davidof, a former Macquarie Equities accredited derivatives adviser, against the Australian Securities and Investments Commission. In 2015, ASIC banned Davidof from providing financial services ...|
|... Prior to that, he was an executive director at Instreet Investment, Merrill Lynch, ANZ, BZW Australia and Macquarie Equities. His appointment occurs at the same time Quantifeed has appointed Audrey Wong as both chief operating officer and chief financial ...|
|... private client adviser, and strategic financial planner Gardner were both employed in the Brisbane office of Macquarie Equities. The ASIC investigation also found that Sourris advised eight clients between September 2011 and November 2012 to open options ...|
|ASIC has banned a former representative of Macquarie Equities for five years. Nicholas Kerr worked for Macquarie Equities from 2008 to 2013; during that time, ASIC alleged he engaged in unauthorised discretionary trading on five client accounts, as ...|
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New Industry Super Australia research claims to show plans to make superannuation optional for low-income workers is nothing more than a tax grab.
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A Brisbane boutique is winding up an Aussie equities fund, after an investor decided to redeem their money, representing roughly 60% of the fund's assets, just before Christmas.
Close to a third of wealth management organisations are looking to boost staff numbers this year, with sales roles expected to be most in demand.
Spaceship has boosted its executive team through the appointment of three executives, including a former leader of Macquarie and Bennelong Asset Management.
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