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Showing 1 - 10 of 23 results for "Internal Governance"

Rest faces scrutiny over alleged super reporting error

VINNY VUCAGO  |  TUESDAY, 12 MAY 2026
... are expected to treat member reporting data as a "core regulatory obligation", including maintaining strong internal governance, actively monitoring data quality and ensuring timely remediation where issues are identified. The spokesperson said the ATO'S ...

Hiring for risk, member services to take off

JAMIE WILLIAMSON  |  THURSDAY, 29 JAN 2026
... regulatory scrutiny pushing platform operators to hire to shore up emerging risks and strengthen existing internal governance practices. Superannuation funds, private credit firms, and scaling fintechs are also expected to bolster their capabilities ...

EQT stands firm on defence, blames ASIC, third parties

KARREN VERGARA  |  MONDAY, 19 JAN 2026
... done so. This is despite claims that ETSL's due diligence process met industry standards and had a robust internal governance framework and internal policies and procedures when it came to Shield. EQT argued that ASIC expressed concerns and issued notices ...

ECCM recruits operating chief

ELIZABETH FRY  |  THURSDAY, 17 APR 2025
... positions at HSBC and Deutsche Bank. Haslinger welcomed Xu to the team, highlighting her extensive expertise in internal governance and strategic operations, along with years of experience in banking. "She will play a pivotal role in expanding our internal ...

UK regulators abandon DEI reporting push

JAMIE WILLIAMSON  |  THURSDAY, 13 MAR 2025
... appropriate focus on diversity and inclusion in the culture of the firms we regulate can deliver improved internal governance, decision-making and risk management, and that this can support both safety and soundness - through reduced risk of group-think ...

AMP cops $14.5m penalty over fees for no service

JAMIE WILLIAMSON  |  TUESDAY, 20 SEP 2022
... "Superannuation trustees should treat the penalty imposed today as an important reminder to maintain robust internal governance and assurance arrangements. Trustees are responsible for ensuring they only deduct fees from member accounts for services ...

Senator calls for super funds to stop shorting

ELIZABETH MCARTHUR  |  MONDAY, 1 MAR 2021
... members," AustralianSuper head of total portfolio management Alistair Barker said. "This activity is subject to internal governance and controls to manage the market risks associated with the program. Securities lending is an important part of any well-functioning ...

Why has ASIC still not got a chief executive?

KANIKA SOOD  |  THURSDAY, 19 NOV 2020
ASIC senior staff including James Shipton resisted moving to a stronger internal governance structure, its acting chair Karen Chester has told the ASIC expenses enquiry. Liberal senator James Patterson, who is chairing the enquiry into ASIC expenses ...

John Key under fire

ELIZABETH MCARTHUR  |  TUESDAY, 25 JUN 2019
... report which will assess the effectiveness of ANZ New Zealand's directors' attestation and assurance framework, internal governance, risk management and internal controls. ANZ New Zealand board chair John Key said: "The board had been working on commencing ...

AMP, IOOF: Saved by ESG

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 APR 2019
... greater proprietary governance analysis," the report reads. "As a result, we have recently built out an improved internal Governance Assessment rating framework covering our Australian companies. "This further analytical tool is designed to help us identify ...
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