Search Results | Showing 1 - 10 of 38 results for "GWM" |
| | | UBS Global Wealth Management (UBS GWM) has been awarded an investment adviser mandate by the Peter MacCallum Cancer Foundation for the third time running. Peter MacCallum Cancer Foundation chief executive Craig Connelly said the long-standing partnership ... |
| | | | ... or integrity required to be one and participate in the financial services sector. Prior to AMP, Nong was licensed through GWM Adviser Services for just over a year. His authorisation under AMP was revoked in November 2024. The conduct that saw him banned ... |
| | | | ... attend a hearing or make written submissions, ASIC noted. Prior to being licensed by Capstone, Nairn was a representative of GWM Adviser Services for 16 months and, before that, Financial Foundations Australia for 14 months. An adviser for more than ... |
| | | | ... Financial Planning (11), also received a high number of complaints. RI Advice Group (10), and Hillross Financial Services (10), GWM Adviser Services (9), and Millennium 3 Financial Services (6) also received several complaints, as did Synchronised Business ... |
| | | | ... to documents. He falsified documents between February 2010 and December 2018, while he was an authorised representative of GWM Adviser Services and Interprac Financial Planning. In sentencing Nguyen, Magistrate Nitschke said: "It is a serious matter ... |
| | | | ... carrying out his financial planning and advice business, Financial Wealth Advisers. During this time, Nguyen was licensed by GWM Adviser Services and Interprac Financial Planning. It is further claimed that Nguyen inserted signatures and dates and altered ... |
| | | | ... former subsidiaries have not. According to ASIC's latest compensation tally, Apogee Financial Planning, Godfrey Pembroke, GWM Adviser Services, and Meritum Financial Group, which are now part of IOOF, expect to remediate affected customers by September. ... |
| | | | ... licensees. Consultum is part of the newly merged IOOF group. It comprises brands like TenFifty (previously Meritum Financial Group, GWM Adviser Services and Apogee Financial Planning) and Godfrey Pembroke, which were part of MLC. Other IOOF-owned licensees ... |
| | | | ... under Consultum Financial Planning. MLC brands that moved over - TenFifty (previously consisted of Meritum Financial Group, GWM Adviser Services and Apogee Financial Planning) and Godfrey Pembroke - remain as is. IOOF splits its advice stable into three ... |
| | | | ... financial advisers using its functionalities, followed by AMP Flexible Lifetime with 5969 users. Over the course of 12 months, GWM Adviser Services welcomed the highest number of advisers of 173 but lost 164. AMP Financial Planning lost 389 advisers ... |
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