Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 10 of 38 results for "GWM"

UBS Global Wealth Management wins mandate

KARREN VERGARA  |  WEDNESDAY, 29 APR 2026
UBS Global Wealth Management (UBS GWM) has been awarded an investment adviser mandate by the Peter MacCallum Cancer Foundation for the third time running. Peter MacCallum Cancer Foundation chief executive Craig Connelly said the long-standing partnership ...

Former AMP adviser banned over false documents

JAMIE WILLIAMSON  |  THURSDAY, 5 FEB 2026
... or integrity required to be one and participate in the financial services sector. Prior to AMP, Nong was licensed through GWM Adviser Services for just over a year. His authorisation under AMP was revoked in November 2024. The conduct that saw him banned ...

Forged documents see former adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 30 MAY 2024
... attend a hearing or make written submissions, ASIC noted. Prior to being licensed by Capstone, Nairn was a representative of GWM Adviser Services for 16 months and, before that, Financial Foundations Australia for 14 months. An adviser for more than ...

Large AFSLs lead advice complaints: AFCA

KARREN VERGARA  |  THURSDAY, 22 JUN 2023
... Financial Planning (11), also received a high number of complaints. RI Advice Group (10), and Hillross Financial Services (10), GWM Adviser Services (9), and Millennium 3 Financial Services (6) also received several complaints, as did Synchronised Business ...

Adviser who faked signatures sentenced in court

CHLOE WALKER  |  MONDAY, 16 JAN 2023
... to documents. He falsified documents between February 2010 and December 2018, while he was an authorised representative of GWM Adviser Services and Interprac Financial Planning. In sentencing Nguyen, Magistrate Nitschke said: "It is a serious matter ...

Former adviser charged over faked books

CHLOE WALKER  |  TUESDAY, 28 JUN 2022
... carrying out his financial planning and advice business, Financial Wealth Advisers. During this time, Nguyen was licensed by GWM Adviser Services and Interprac Financial Planning. It is further claimed that Nguyen inserted signatures and dates and altered ...

NAB tops bad advice compensation bill

KARREN VERGARA  |  TUESDAY, 15 FEB 2022
... former subsidiaries have not. According to ASIC's latest compensation tally, Apogee Financial Planning, Godfrey Pembroke, GWM Adviser Services, and Meritum Financial Group, which are now part of IOOF, expect to remediate affected customers by September. ...

More advisers exit in June

KARREN VERGARA  |  MONDAY, 5 JUL 2021
... licensees. Consultum is part of the newly merged IOOF group. It comprises brands like TenFifty (previously Meritum Financial Group, GWM Adviser Services and Apogee Financial Planning) and Godfrey Pembroke, which were part of MLC. Other IOOF-owned licensees ...

Adviser numbers fall below 20k

KARREN VERGARA  |  THURSDAY, 3 JUN 2021
... under Consultum Financial Planning. MLC brands that moved over - TenFifty (previously consisted of Meritum Financial Group, GWM Adviser Services and Apogee Financial Planning) and Godfrey Pembroke - remain as is. IOOF splits its advice stable into three ...

FirstChoice dominates platform market

KARREN VERGARA  |  THURSDAY, 29 APR 2021
... financial advisers using its functionalities, followed by AMP Flexible Lifetime with 5969 users. Over the course of 12 months, GWM Adviser Services welcomed the highest number of advisers of 173 but lost 164. AMP Financial Planning lost 389 advisers ...
PAGE:
1
PREVIOUS
NEXT