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Showing 1 - 7 of 7 results for "Dodd-Frank"

Risk not the endgame

ALEX DUNNIN  |  WEDNESDAY, 25 FEB 2015
... client newsletter. Carleton and Parker formed Auscap after leaving Goldman Sachs when due to the requirements of the Dodd Frank Act in the US the global investment house had to restructure its portfolio management businesses. This background combined ...

Pershing upgrades to Broadridge processing solution

MARK SMITH  |  WEDNESDAY, 4 FEB 2015
... global technology and operations solutions in Asia-Pacific Akhter Khan said global regulatory regimes such as FATCA, Dodd Frank, Basel III and a regional move to T+2 trade processing had put the focus squarely on middle- and back-office processes. "Institutions ...

GreySpark consultancy opens in Australia

STAFF WRITER  |  THURSDAY, 6 FEB 2014
... OTC derivatives market is already being transformed by sweeping new regulatory reforms, with the introduction of the Dodd Frank Act in the United States and the European Union's European Market Infrastructure Regulation (EMIR). GreySpark said it is hoping ...

Hedge fund maestro Hintze voices concern over regulation

MARK SMITH  |  THURSDAY, 12 SEP 2013
... the alternative investment industry has had to adapt to sweeping policy interventions in the wake of the GFC such as Dodd Frank in the US and Basel III globally. "Normally we say 'don't waste a good crisis' but every regulator around the world is beating ...

Tyndall seeks opportunity in loan market restructure

MELANIE TIMBRELL  |  TUESDAY, 7 AUG 2012
... we've had BAcle 2 and BAcle 3 which has really changed the way banks view their business. "Then in the US if you put Dodd Frank on top of that as well, we've got a constant theme of re-regulation and that's just hastening the whole pace of the deleveraging ...

JPMorgan execs to resign over US$2bn trading loss

MELANIE TIMBRELL  |  MONDAY, 14 MAY 2012
... difficult to exit. The losses also poses questions on compliance with the Volcker Ruler, due to be implemented as part of Dodd Frank in July US, which compels banks to cease proprietary trading which puts at risk the institution's own capital. Dimon ...

Hedge fund forum delivers expert speakers next month

ALISON BEVEGE  |  WEDNESDAY, 17 AUG 2011
... of Pacific Alternative Asset Management Company (PAAMCO), who will talk about how international developments such as Dodd Frank and the Volcker Rule will profoundly affect Australian alternative investments. Attendees can also learn how to start a hedge ...
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