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Showing 1 - 10 of 6312 results for "December 2007"

ASIC consults on market operator financial resources requirements

RIDDHIMA TALWANI  |  MONDAY, 2 NOV 2026
ASIC is consulting on proposals for clearer guidance on financial resources requirements for licensed market operators in Australia. The draft updated guidance aims to support market resilience by providing greater clarity on the amount and types of ...

Count takes 30% stake in Brisbane advice firm

VINNY VUCAGO  |  FRIDAY, 30 OCT 2026
Count has agreed to acquire a 30% stake in Brisbane-based accounting and financial advice firm Apiary Financial, continuing its push to expand its equity partnership network while reporting stronger first-quarter earnings. The investment will see Count ...

Dexus to pay $30m in legal bills for leaked airport data case

RIDDHIMA TALWANI  |  WEDNESDAY, 28 OCT 2026
The Supreme Court of NSW has ordered Dexus to cover close to $30 million in legal costs incurred by Melbourne Airport owner Australia Pacific Airports Corporation (APAC) and its shareholders, after the property giant lost a court fight over claims it ...

FEATURE | Custody | Worlds collide

KARREN VERGARA  |  WEDNESDAY, 28 OCT 2026
When ETF Shares chief executive Cliff Man was a junior portfolio manager at Hang Seng Bank, a subsidiary of HSBC, early in his career, many of his duties mirrored the tasks of a custodian and fund administrator. He reconciled daily cash balances and ...

ASX turns up heat on Clime Capital following KPMG scrutiny

KARREN VERGARA  |  TUESDAY, 20 OCT 2026
The ASX has also raised concerns over Clime Capital's valuation of its unlisted assets portfolio and the qualified opinion that was eventually handed down by its auditor KPMG. The bourse sought clarification on how Clime Capital came to value its ...

HUB24 platform inflows drop 23% to $4bn in Q1

RIDDHIMA TALWANI  |  TUESDAY, 20 OCT 2026
HUB24's platform net inflows fell 23% to $4 billion in the September quarter, down from $5.2 billion a year earlier. Flows have now held near the $4 billion mark for three consecutive quarters, after peaking at $5.6 billion in the December 2025 quarter. ...

Mercer reshapes fund manager lineup for fixed income strategy

KARREN VERGARA  |  MONDAY, 19 OCT 2026
Mercer Australia has halved the number of fixed income fund managers in its sovereign bond fund strategy, retaining just Challenger Life and Macquarie Investment Management. From December 1, Jamieson Coote Asset Management and Schroders Investment Management ...

ASIC bans 14th adviser from MWL

MATTHEW WAI  |  MONDAY, 19 OCT 2026
ASIC has banned yet another former financial adviser from MWL Financial Services, bringing its total adviser bans - according to public records - to 14. ASIC has banned Pardeep Singh from providing financial services for four years, after finding he ...

Perennial expands wholesale offer for pre-IPOs

MATTHEW WAI  |  FRIDAY, 16 OCT 2026
Perennial Partners is launching a new strategy for wholesale investors to capitalise on global pre-IPO opportunities, requiring a minimum investment of $100,000. The Perennial Marquee Fund, structured as an open-end investment, provides wholesale investors ...

Former adviser defies permanent banning orders

KARREN VERGARA  |  WEDNESDAY, 14 OCT 2026
Former financial adviser Ezzat Daniel Nesseim has defied ASIC's permanent banning orders and is in the process of being prosecuted. Nesseim was slapped with permanent banning orders by the regulator between 2018 and 2019 that barred him from providing ...
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