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Showing 1 - 2 of 2 results for "Barry King"

ASIC ramps up enforcement action

VINNY VUCAGO  |  MONDAY, 10 AUG 2026
... the dishonest transfer of almost $90,000 from former clients. ASIC also permanently banned former financial adviser Barry King after finding he had misappropriated client funds and provided false documents. The regulator disqualified former Victorian ...

ASIC hits Melbourne adviser with travel ban

ELIZA BAVIN  |  TUESDAY, 23 JUL 2024
... Australian Securities and Investments Commission (ASIC) has secured a travel restraint order against Melbourne-based adviser Barry King. The orders prevent King from leaving or attempting to leave Australia until 1 April 2025. They were made by the Supreme ...
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