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SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... according to the SEC. Kohlberg Kravis Roberts & Co (KKR) will pay US$11 million in civil penalties. Apollo Capital Management was penalised US$8.5 million. Carlyle Investment Management and its two subsidiaries, and TPG Capital Advisors will fork out ...
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