Search ResultsShowing 1 - 2 of 2 results for "AWSM"
Sydney advice firm loses AFSL
KANIKA SOOD  |  FRIDAY, 5 JUL 2019
... decide whether to cancel the licence at the end of the suspension period. This morning, the regulator said it cancelled AWSM's licence as of June 4. "At the end of the suspension period information provided to ASIC by AWSM identified that AWSM would ...
ASIC suspends advice group AFSL
ELIZABETH MCARTHUR  |  THURSDAY, 2 MAY 2019
... says it will consider whether to cancel the licence at the end of the suspension period. Since having its licence suspended AWSM has obtained AFCA membership. However, the regulator said it is yet to fulfil the financial reporting and audit obligations. ...
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