The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 7 of 7 results for "ASIC Class Order"|
|... As a result, the Barclays entities automatically excluded themselves from operating under the benefit of the ASIC class order licensing exemptions, though the regulator has granted the entities conditional individual relief so as to maintain the provision ...|
|... their investment options after a review of their industry fund portfolio service found they were in breach of ASIC class order 'Investor directed portfolio-like services provided through a registered managed investment scheme' (02/296). The business ...|
|... matched, providing total transparency of client money (TOCM). The move is a more stringent adaptation of the ASIC Class Order (CO 02/294) from 2008 for businesses offering Investor Directed Portfolio Services (IDPS). Saxo's Australian chief executive ...|
|... from some of the conduct and disclosure provisions in Part 7.7 of the Corporations Act 2001 (the Act). Under the ASIC Class Order (CO 05/611) 'Relief for providers of superannuation calculators' providers who meet certain minimum conditions, do not require ...|
|The Australian Securities and Investments Commission (ASIC) today released the fourth version of its eLicensing system - together with an updated version of the Australian financial services (AFS) Licensing Kit - for entities wishing to apply for an ...|
|The Australian Securities and Investments Commission (ASIC) today released updated versions of its industry-specific guides, which are designed to help industry participants in the process of applying for an Australian financial services (AFS) licence. ...|
|... and annual general meeting obligations of externally administered companies. PS 174 comes hand-in-hand with an ASIC class order that exempts companies in liquidation from the financial obligations in part 2M.3 of the Corporations Act. "ASIC's view is ...|
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The $850 billion asset consultant has appointed a co-head of the not-for-profit client sector, nabbing Mercer's Pacific client segment leader for endowments and foundations.
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The federal minister for women has awarded the Financial Planning Association of Australia a mandate to deliver $1.5 million worth of scholarships.
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An ASX-listed financial services firm will acquire Sentry Group for $7 million and add 155 authorised representatives to its books.
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Leaders in the financial services industry have been recognised in the Queen's Birthday 2021 Honours list, with a number from the superannuation sector represented.
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