Search Results | Showing 951 - 960 of 9927 results for "Financial services" |
| | | ... has permanently banned Queensland-based financial adviser Shane Rose. Rose has been banned from providing any financial services, performing any function involved in the carrying on of a financial services business and from controlling an entity that ... |
| | | | ... advisers, they will have to fork out about $1200 each. "The CSLR is intended to promote trust and confidence in the financial services sector and in particular, financial advice. However, if advisers are driven out of business by rising costs, through ... |
| | | | ... firms submit their data to ASIC. The deadline for the third round of reporting, which forced a total of 8600 financial services firms to submit data by February 29, was extended to March 14. ASIC said it allowed more time, understanding it is the first ... |
| | | | ... while complying with regulation," Dunn said. "We also expect mergers between multiple platforms within the same financial services group. There will be pressure to close sub-scale platforms where it is difficult to invest in the technology upgrades needed ... |
| | | | ... corporate watchdog commenced civil penalty proceedings against Finder Wallet for allegedly providing unlicensed financial services, breaching product disclosure requirements, and failing to comply with design and distribution obligations (DDO) in relation ... |
| | | | ... and look forward to her contribution towards the continued success of Selfwealth as she has worked in various financial services organisations with experience across both the direct investor and adviser space," Keary said. "Together with the new leadership ... |
| | | | ... Ramsbotham said. "This evolution of Coastal Advice incorporates over 100 years of collective experience in the financial services sector through the involvement of the four vendor principals. This not only provides us with the manpower and capacity for ... |
| | | | The "shocking" prevalence of sexism and misogyny in the UK's financial services sector has led a government committee to recommend a raft of reforms. On International Women's Day, the UK government's Treasury Committee released Sexism in ... |
| | | | ... federal government is launching an initiative to provide transparency and better coordination in how it regulates financial services firms to alleviate their compliance costs and burdens. The Financial Sector Initiatives Regulatory Grid wants to give ... |
| | | | ... are clear: corporate Japan is responding, and share prices are rising," Main and Ho said. Now, South Korea's Financial Services Commission (FSC) has announced details of a "Corporate Value-Up Program", like Japan's, aimed at addressing the discount that ... |
|