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Showing 921 - 930 of 4458 results for "October"

Bennelong launches emerging markets strategy

KARREN VERGARA  |  THURSDAY, 5 AUG 2021
... market to gain access to this high-quality boutique investment team." Bennelong's UK arm BennBridge set up Skerryvore in October 2019 in partnership with Finegan. He is the former head of emerging market equities at Janus Henderson and an emerging market ...

Schroders APAC co-head departs

ANNABELLE DICKSON  |  THURSDAY, 5 AUG 2021
After a decade with Schroders, its Asia Pacific co-chief executive has resigned and will depart the firm in October due to a change in family circumstances. Chris Durack is set to depart Schroders. He was first appointed to the role, alongside Susan ...

Centrepoint names chief executive

KARREN VERGARA  |  WEDNESDAY, 4 AUG 2021
... development of BT Super for Life and BT Panorama. He was with the firm as general manager of platforms and investments until October 2018. One year later, he went on to lead Spitfire for less than three months before it folded. He also is the former ...

Six Park lowers minimum investment to $2k

ELIZABETH MCARTHUR  |  WEDNESDAY, 4 AUG 2021
... Six Park is also offering three months without management fees to all new clients, including clients of partners, until October 31. Six Park chief executive Pat Garrett said he wants to see those with smaller savings to invest in a diversified manner ...

Former Millennium3 representatives cop ban

KARREN VERGARA  |  TUESDAY, 3 AUG 2021
... Parry nor Price were financial advisers. Parry was sole director and secretary of NCFS between 4 September 2008 and 15 October 2020. Price has been an officer and director since 2007. NCFS, an insurance broker also known as Austbrokers, was an authorised ...

RI Advice failed oversight obligations: Court

KARREN VERGARA  |  MONDAY, 2 AUG 2021
... case was under the spotlight at the Hayne Royal Commission. ASIC commenced proceedings against RI Advice and Doyle in October 2019, seeking declarations of contravention, compliance orders and penalties. The regulator at the time alleged that Doyle gave ...

Data to improve TPD outcomes: ASIC

ANNABELLE DICKSON  |  MONDAY, 2 AUG 2021
... insurers to act now to meet the requirements of new insurance law reforms from the design and distribution obligations on 5 October 2021 and claims handling and settling services from 1 January 2022. ASIC said insurers should continue to invest in systems ...

Advice association shutters

ELIZABETH MCARTHUR  |  TUESDAY, 27 JUL 2021
... to amend the association's constitution and change the board's policymaking powers. When it came to the EGM in October 2016 however, then LICG lead Mark Dunsford attempted to withdraw the motion. He was unsuccessful and the EGM went ahead, with ...

BTFM, Asgard Capital fined $3m

KARREN VERGARA  |  MONDAY, 26 JUL 2021
... able to have trust in them." ASIC commenced proceedings against Westpac's subsidiaries in August 2020. It was only in October 2016 that a customer identified the erroneous charges. Westpac said in a statement: "The allegations concern the inadvertent ...

ASIC industry levy to increase

KARREN VERGARA  |  FRIDAY, 23 JUL 2021
... complaints". In the recent AFCA complaint statistics, just 0.6% of the total 80,833 complaints received during the period 1 October 2019 to 30 September 2020, were made against stockbrokers, she said. "We call on the government to urgently review the ...