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Showing 71 - 80 of 1873 results for "broker"

SEC drops civil enforcement case against Coinbase

ANDREW MCKEAN  |  MONDAY, 3 MAR 2025
... facilitating the buying and selling of crypto asset securities. The agency alleged that Coinbase's failure to register as a broker, clearing agency, and national securities exchange deprived investors of key protections, including safeguards against ...

Future Generation appoints chief investment officer

ANDREW MCKEAN  |  TUESDAY, 18 FEB 2025
Future Generation has appointed its first chief investment officer from Perpetual. The philanthropic investment group has appointed former Perpetual head of private wealth Lee Hopperton. Hopperton will advise Future Generation's Investment Committees ...

Australian Bond Exchange grows footprint with global partnership

MATTHEW WAI  |  MONDAY, 17 FEB 2025
Australian Bond Exchange (ABE) will partner with ViewTrade Australia to take its over-the-counter (OTC) offerings global. ViewTrade Australia is a subsidiary of ViewTrade Holding Corp, which provides brokerage, technology and financial solutions to ...

Advisers must improve public awareness to win Australians' trust: Report

ANDREW MCKEAN  |  FRIDAY, 14 FEB 2025
Financial advisers will need to improve public awareness to win over millions of Australians, many of whom still don't know what an adviser does or how they add value, according to an intelliflo whitepaper. The emphasis to articulate what a professional ...

Anthony Doyle joins Schroders as director

ROSE MARY PETRASS  |  MONDAY, 3 FEB 2025
Schroders Investment Management has nabbed former Firetrail Investments head of investment strategy Anthony Doyle to be its director of global equities investment. Reporting to Ray Macken, head of client group, Australia and New Zealand, Doyle is based ...

mFunds sparked ASX outage, $1m credit issued

KARREN VERGARA  |  FRIDAY, 24 JAN 2025
... the root cause to the introduction of mFunds in 2014. mFunds enabled investors to access unlisted managed funds via their broker using CHESS, and in batch settlement, each individual mFund with transactions settling on a given day generates an additional ...

Bell Financial absorbs 75k Macquarie accounts

ELIZA BAVIN  |  WEDNESDAY, 22 JAN 2025
... agreement which will see approximately 75,000 accounts transfer from Macquarie Online Trading to the Bell Direct and Desktop Broker brands. The transition of accounts from Macquarie is expected to be completed after 22 February 2025. Bell Financial co-chief ...

ETFs, global equities dominate retail portfolios: Data

MATTHEW WAI  |  TUESDAY, 21 JAN 2025
... demand for this product also surging, Investment Trends said. The report also indicates that 47% of investors select their broker based on brokerage and fees, and up to 18% are unaware of FX fees charged by their international equities platforms. Investment ...

Former AIA executive finds new gig

ELIZABETH FRY  |  THURSDAY, 16 JAN 2025
Former AIA Australia head of retail and partnerships Sam Tremethick has landed at NMG Consulting as a partner responsible for data analytics and insights in Australia and New Zealand. In the new role, Tremethick will focus on life and health insurance ...

GAM boosts local sales team

ELIZABETH FRY  |  THURSDAY, 16 JAN 2025
... institutional sales at Barclay Pearce Capital and more recently he was a corporate relationship manager at Stake, the online broker. Kazal also served as a rifleman in the Australian Army Reserves for seven years. Finnell said the appointment was "especially ...