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Showing 61 - 70 of 22927 results for "Service"

ASIC zeroes in on recurring compliance breaches

VINNY VUCAGO  |  THURSDAY, 10 SEP 2026
ASIC has warned financial advice licensees to address lapses in reference checking, professional indemnity insurance and superannuation advice practices in an update released this week. The regulator has recently released new guidance for professional ...

EQT ramps up investments on Asia-Pacific mid-market plays

VINNY VUCAGO  |  THURSDAY, 10 SEP 2026
EQT has launched an evergreen private markets strategy focused on Asia Pacific, giving eligible individual and institutional investors access to the investment manager's regional private equity platform through a single vehicle. EQT Nexus Asia will ...

Iress retains tech mandate with Capital Haus

RIDDHIMA TALWANI  |  THURSDAY, 10 SEP 2026
... flexible, reliable and built for growth gives us the confidence to continue expanding while maintaining the quality of service our advisers and clients expect." Iress is building a structured pathway for technology providers to connect with Xplan, helping ...

Court orders ASIC to preserve assets from doomed trust

MATTHEW WAI  |  THURSDAY, 10 SEP 2026
The New South Wales Supreme Court has ordered ASIC to protect assets in the Deckchair Trust after an associated member sought to take sole control of the trust following winding-up orders. NSW accountant and former solicitor Christopher Edwards purportedly ...

Government backs Enhanced Regulatory Sandbox overhaul

VINNY VUCAGO  |  WEDNESDAY, 9 SEP 2026
The Federal Government has backed an overhaul of Australia's regulatory sandbox framework, agreeing to repeal the legislation underpinning the Enhanced Regulatory Sandbox (ERS) and replace it with a more flexible model designed to support financial ...

DWS Group unveils new global identity

MATTHEW WAI  |  WEDNESDAY, 9 SEP 2026
DWS Group announced that it will introduce a new global brand to reinforce its German and European heritage, reflecting its growth across regions and client segments. Effective early November, the group will be identified as Deutsche Asset Management ...

NSX to focus on dual listings over the next 12 months

MATTHEW WAI  |  WEDNESDAY, 9 SEP 2026
... appointments will also help uplift the material expectations laid down by the market regulator. "When we have the new service to trade ASX securities, it will provide diversity, lower costs for our customers, additional and diversifying of our revenue ...

Five V taps Barrenjoey finance lead

MATTHEW WAI  |  WEDNESDAY, 9 SEP 2026
Five V Capital has named its chief financial officer, who most recently served as the head of finance for private markets and regulations at Barrenjoey. Keith Veitch has commenced in the role at the boutique investment firm, bringing 25 years of experience ...

Acclaim Wealth appoints head of distribution

RIDDHIMA TALWANI  |  WEDNESDAY, 9 SEP 2026
... distribution businesses," Hamilton said. "As adviser expectations continue to evolve, we remain focused on delivering exceptional service, flexibility and support. Tony will play an important role in helping us scale those strengths while continuing ...

Three super funds fined for misleading investment options

KARREN VERGARA  |  WEDNESDAY, 9 SEP 2026
Three industry superannuation funds - Australian Retirement Trust (ART), TelstraSuper and Australian Food Super - have been pinged by ASIC for misleading members about their investment options' asset allocation and performance objectives. Each super ...