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Showing 61 - 70 of 5240 results for "Information"

CFS strengthens managed accounts menu

RIDDHIMA TALWANI  |  TUESDAY, 28 JUL 2026
... "Today's clients are the drivers of change. They're empowered by stronger financial awareness, the ability to access information whenever and wherever they are." "The strongest case for managed accounts, in our view, is client confidence. Clients ...

ASIC simplifies guidance to improve capital raising activity

MATTHEW WAI  |  THURSDAY, 23 JUL 2026
... the IPO process, whilst requiring licensees to have effective arrangements to manage conflicts of interest, inside information and to preserve the independence of research. ASIC is seeking feedback on the changes, and the consultation is open until August ...

FEATURE | Platforms | The investment supermarket

RIDDHIMA TALWANI  |  TUESDAY, 21 JUL 2026
... house SQM Research over its favourable rating for the Shield fund. ASIC alleges the research house failed to obtain information needed to properly assess Shield and did not consider the inconsistencies in information it received when rating the fund. ...

ASIC boasts $830m record civil penalties

KARREN VERGARA  |  MONDAY, 20 JUL 2026
ASIC has scored a whopping $830 million in civil penalty orders in the last financial year alone, a Freedom of Information (FOI) request revealed. The FOI obtained by Lambros Photios, the founder of technology services and artificial intelligence (AI) ...

FAAA warns adviser levies could exceed $5k as ASIC costs climb

VINNY VUCAGO  |  FRIDAY, 17 JUL 2026
... questioned the sharp rise in ASIC's enforcement costs, which it said were the largest contributor to the higher levy. "The information provided by ASIC has no meaningful explanation of the reasons for this increase or where the $24 million cost of enforcement ...

Another MWL adviser banned over Shield collapse

RIDDHIMA TALWANI  |  THURSDAY, 16 JUL 2026
... inappropriate advice to certain clients which was not in their best interests along with giving false and misleading information in her statements of advice. Niu recommended her clients invest most of their superannuation into the High Growth class and ...

Netwealth posts record FUA as managed accounts top $30bn

VINNY VUCAGO  |  THURSDAY, 16 JUL 2026
... client-facing generative AI virtual assistant designed to provide advisers with faster access to product and process information while directing more complex enquires to specialist teams. Separately, Netwealth announced an expanded agreement with Morgan ...

ASIC seeks to wind up Capital Guard AU

KARREN VERGARA  |  WEDNESDAY, 15 JUL 2026
... how Capital Guard told investors those funds would be invested, ASIC said, noting auditors failed to detect false information provided to it. Capital Guard also issued a fake bond prospectus for a Macquarie Bank bond that did not exist, which was used ...

NAB-owned WealthHub cops $1m ASIC fine

VINNY VUCAGO  |  WEDNESDAY, 15 JUL 2026
... entity responsible for placing orders and trades through a market participant's trading system. ASIC said the information is critical to monitoring trading activity, detecting misconduct such as insider trading and market manipulation, and calculating ...

AusFood Super looks to revitalise member engagement

MATTHEW WAI  |  WEDNESDAY, 15 JUL 2026
... retirement modelling with a conversational experience to help members better understand their decisions. Members can access information about projected balance, salary sacrifice perks, and more, instead of navigating multiple calculators and technical ...