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| | | The Federal Court has dealt ASIC a legal blow, dismissing its case against former Dixon Advisory director Paul Ryan and ordering the corporate regulator to cover his legal costs. The regulator accused Ryan of contravening his statutory duties as a director ... |
| | | | ... advisers frequently have to collaborate with other advice specialists to develop financial strategies for clients. Viridian general manager of advice Brett Arnol said: "No single adviser can be an expert in all these areas, which is why having a network ... |
| | | | ... rolling out consumer campaigns across prominent digital channels to promote the value of professional financial advice. FAAA general manager, membership Tania Milnes said the campaign reinforces that "by talking to a licensed financial adviser, you can ... |
| | | | ... incoming Bellmont investment chief has also consulted for several asset owners, including Mine Super. Previously, he was general manager of investments at FuturePlus Financial Service and held the same role at WorkCover NSW. There he designed and implemented ... |
| | | | ... affordable, one-off and topic-based financial advice offer for CFS customers, she said. Viridian Financial Group advice general manager Brett Arnol said: "Our investment in technology over the past 10 years, along with developing new advisers into our ... |
| | | | ... formed team are Ashton Jones, Scott Manson, and Jeffrey Hopson. Jones and Manson also join from TAL, where they serve as general manager, growth, retirement and wealth partnerships and head of technical solutions, respectively. They each carry close ... |
| | | | E&P Financial Group will delist from the ASX after shareholders narrowly approved the move at the Extraordinary General Meeting (EGM). Some 76.5% of E&P shareholders agreed that the company should delist at the EGM held on November 1. The delisting ... |
| | | | The fine relates to several failures by J.P. Morgan Securities and J.P. Morgan Investment Management, including recommending more expensive mutual funds when almost identical ETFs were available much cheaper. J.P. Morgan Securities (JPMS) and J.P. Morgan ... |
| | | | ... after 17 years with the fund. Blackmore, also previously served as group executive of member experience and advice, and general manager operations, will leave this month. The super fund did not disclose if a search for his successor has commenced, stating ... |
| | | | ... approximately 9% of reports," ASIC said. "Licensees had not determined the root cause(s) at all in less than 1% of reports." In general, most breaches were identified through staff reports or business unit reports (48%), followed by the internal compliance ... |
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