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Showing 761 - 770 of 4130 results for "Conduct"

CBRE Investment Management appoints APAC research lead

CHLOE WALKER  |  FRIDAY, 13 JAN 2023
CBRE Investment Management has welcomed Melbourne-based Sandy Padilla to the role of APAC head of research. Padilla recently served as senior director within the APAC research team, with a focus on Pacific markets. She joined CBRE Investment Management ...

AAT upholds AFSL cancellation

CHLOE WALKER  |  THURSDAY, 12 JAN 2023
... financial services for seven years. Following a hearing in early 2021, the AAT found that Olive engaged in unconscionable conduct, prohibited hawking, misleading or deceptive conduct, false or misleading statements, failing to provide appropriate advice ...

Business leaders optimistic in face of inflation

CHLOE WALKER  |  WEDNESDAY, 11 JAN 2023
While most Australian mid-size businesses are grappling with the challenges driven by inflation, nearly six in 10 feel confident about the global and national economy, according to a recent survey conducted by J.P. Morgan. The second annual Australia ...

Former fund manager employee permanently banned

CHLOE WALKER  |  MONDAY, 9 JAN 2023
... Partners fund manager Andrew Jung-Woo Kim has been permanently banned by ASIC after being found to engage in dishonest conduct. Kim worked for Eight Investment Partners (Eight IP) on various dates between August 2018 to August 2021. Eight IP was the ...

Federal Court finds against finfluencer

JAMIE WILLIAMSON  |  MONDAY, 9 JAN 2023
... provided by Scholz "formed part of the continuous and systemic business operations by which Mr Scholz derived profit". The conduct occurred between March 2020 and November 2021, during which time Scholz positive Instagram stories about particular companies ...

Adviser imprisoned for super fraud

CHLOE WALKER  |  THURSDAY, 15 DEC 2022
... previously frozen by the Federal Court. ASIC deputy chair Sarah Court said that ASIC was particularly concerned by Goel's conduct, which had many characteristics of a scam and a direct and adverse impact on First Nations consumers. "ASIC will continue ...

ASIC proceedings name Pendal board member

ANDREW MCKEAN  |  TUESDAY, 13 DEC 2022
... performance, including how a company deals with significant issues. "Directors and officers are a critical part of the conduct of business in Australia," Longo said. "Their duty is to understand the operations of the company over which they preside ...

HNWIs remain interested in digital assets: Report

CHLOE WALKER  |  TUESDAY, 13 DEC 2022
Australian high-net-worth investors (HNWI) have continued to take an interest in digital assets this year despite market volatility, according to digital asset manager Matrixport's Private Wealth in Digital Assets Study. The study, commissioned ...

Former Statewide Super executives charged

ANDREW MCKEAN  |  MONDAY, 12 DEC 2022
... both executives' employment in January 2020 following an internal investigation. The fund subsequently reported this conduct to ASIC. Eastwood and Netting appeared before the Court on December 9, charged with six counts and one count respectively ...

JPMorgan Asset Management launches sustainable ETFs

CHLOE WALKER  |  MONDAY, 12 DEC 2022
JPMorgan Asset Management has launched two active sustainable ETFs on the ASX. The JPMorgan Climate Change Solutions Active ETF (T3MP) invests in companies that the global asset manager believes are poised to benefit from growing demand for climate ...